# Harbinger Capital Partners LLC

> Harbinger Capital Partners LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2025.

- CRD: 160538
- Filed as: HARBINGER CAPITAL PARTNERS LLC
- Also doing business as: HARBINGER CAPITAL PARTNERS II LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 25, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160538
- AdvisorCensus page: https://advisorcensus.com/firm/harbinger-capital-partners-llc-new-york-ny-160538

## Quick answers

**How is Harbinger Capital Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harbinger Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Harbinger Capital Partners LLC located?**
Harbinger Capital Partners LLC's principal office is in New York, NY, according to its Form ADV.

**Is Harbinger Capital Partners LLC registered with the SEC or a state?**
Harbinger Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160538.

**How much does Harbinger Capital Partners LLC manage?**
Harbinger Capital Partners LLC reports $134,196,348 in regulatory assets under management in its Form ADV filing dated March 25, 2025 (100% discretionary).

**How have Harbinger Capital Partners LLC's assets and staff changed since 2021?**
In the Form ADV data for Harbinger Capital Partners LLC: Regulatory assets under management: $336,390,003 in the October 2021 data and $134,196,348 in the October 2026 data, down 60%. Total employees: 4 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harbinger Capital Partners LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16).

**Does Harbinger Capital Partners LLC report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.H(1)(a) (court injunction in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160538

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $134,196,348
- Discretionary: $134,196,348
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $134,196,348 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160538

### Websites listed on Form ADV (Item 1.I)
- harbingercapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $336,390,003 | 4 | March 25, 2021 |
| October 2022 | $336,390,003 | 4 | March 25, 2021 |
| October 2023 | $336,390,003 | 4 | March 25, 2021 |
| October 2024 | $336,390,003 | 4 | March 25, 2021 |
| October 2025 | $134,196,348 | 1 | March 25, 2025 |
| October 2026 | $134,196,348 | 1 | March 25, 2025 |

Regulatory assets under management: $336,390,003 in the October 2021 data and $134,196,348 in the October 2026 data, down 60%.
Total employees: 4 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harbinger Capital Partners LLC (CRD 160538): Form ADV filing data as of October 2026.