{
  "crd_number": 168363,
  "slug": "hansen-and-associates-financial-group-inc-roseville-ca-168363",
  "primary_business_name": "HANSEN & ASSOCIATES FINANCIAL GROUP INC.",
  "legal_name": "HANSEN & ASSOCIATES FINANCIAL GROUP INC.",
  "dbas": [
    "DARLING FINANCIAL GROUP, LLC",
    "PACIFIC CREST WEALTH MANAGEMENT",
    "WHITEROCK CAPITAL MANAGEMENT"
  ],
  "city": "Roseville",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40900",
  "metro": {
    "cbsa_code": "40900",
    "common_name": "Sacramento",
    "msa_name": "Sacramento-Roseville-Folsom, CA",
    "path": "/advisors/ca/sacramento"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-10-29",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-05-13",
  "carried_forward": false,
  "raum_total": 202437247.0,
  "raum_discretionary": 202437247.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 420380.0,
      "count": 1
    },
    "individuals": {
      "raum": 122025835.0,
      "count": 475
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 79991032.0,
      "count": 61
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "NV",
    "TN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/HANSEN-ASSOCIATES-FINANCIAL-GROUP-INC-1573185716271205",
    "https://hansenfg.com",
    "https://linkedin.com/company/tactical-fund-management",
    "https://linkedin.com/in/mark-hansen-chfc-cfp-aa263b25",
    "https://tacticalfundmanagement.com",
    "https://twitter.com/MARKHANSENFG",
    "https://whiterockcap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168363",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    }
  ],
  "city_as_filed": "ROSEVILLE",
  "url": "https://advisorcensus.com/firm/hansen-and-associates-financial-group-inc-roseville-ca-168363",
  "display_name": "Hansen & Associates Financial Group Inc.",
  "summary": "Hansen & Associates Financial Group Inc. is an SEC-registered investment advisory firm in Roseville, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.",
  "citation": "AdvisorCensus. Hansen & Associates Financial Group Inc. (CRD 168363): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Hansen & Associates Financial Group Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hansen & Associates Financial Group Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Hansen & Associates Financial Group Inc.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated May 13, 2026 states: Asset-based fee: 0.8% to 2.6% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Hansen & Associates Financial Group Inc. located?",
      "a": "Hansen & Associates Financial Group Inc.'s principal office is in Roseville, CA, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Hansen & Associates Financial Group Inc. registered with the SEC or a state?",
      "a": "Hansen & Associates Financial Group Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 168363."
    },
    {
      "q": "How much does Hansen & Associates Financial Group Inc. manage?",
      "a": "Hansen & Associates Financial Group Inc. reports $202,437,247 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have Hansen & Associates Financial Group Inc.'s assets and staff changed since 2022?",
      "a": "In the Form ADV data for Hansen & Associates Financial Group Inc.: Regulatory assets under management: $140,750,403 in the October 2022 data and $202,437,247 in the October 2026 data, up 44%. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hansen & Associates Financial Group Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (475); high net worth individuals (61); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Hansen & Associates Financial Group Inc. use?",
      "a": "Hansen & Associates Financial Group Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hansen & Associates Financial Group Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168363"
    },
    {
      "q": "What changed in Hansen & Associates Financial Group Inc.'s recent Form ADV filings?",
      "a": "In the June 2026 filing data: Added the business name Pacific Crest Wealth Management. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 140750403.0,
      "total_employees": 4,
      "filing_date": "2022-08-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 196197062.0,
      "total_employees": 4,
      "filing_date": "2023-02-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 204488383.0,
      "total_employees": 3,
      "filing_date": "2024-08-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 229760228.0,
      "total_employees": 6,
      "filing_date": "2025-05-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 202437247.0,
      "total_employees": 4,
      "filing_date": "2026-05-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Added the business name Pacific Crest Wealth Management.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3.",
        "Regulatory assets under management went from $229,760,228 to $203,663,473 (-11%).",
        "Added an office in Englewood, CO.",
        "No longer lists an office in Greenwood Village, CO.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in OH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 13, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.8% to 2.6% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.8% to 2.6% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Fees for portfolio management services will be a percentage of the assets under management that the client pays on a monthly basis. The monthly fee will be calculated, accrued and due in arrears based upon the annualized rate between 0.80% and 2.60%. Fees to be assessed will be outlined in the advisory agreement to be signed by the client."
        ]
      }
    ],
    "quotes": [
      "Fees for portfolio management services will be a percentage of the assets under management that the client pays on a monthly basis. The monthly fee will be calculated, accrued and due in arrears based upon the annualized rate between 0.80% and 2.60%. Fees to be assessed will be outlined in the advisory agreement to be signed by the client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hansen-and-associates-financial-group-inc-roseville-ca-168363.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 475,
      "fewer_than_5": false,
      "raum": 122025835.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 61,
      "fewer_than_5": false,
      "raum": 79991032.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 420380.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168363",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}