# Hanseatic Management Services Inc

> Hanseatic Management Services Inc is an SEC-registered investment advisory firm in Albuquerque, NM, registered since 1995, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 107110
- Filed as: HANSEATIC MANAGEMENT SERVICES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Albuquerque, NM
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107110
- AdvisorCensus page: https://advisorcensus.com/firm/hanseatic-management-services-inc-albuquerque-nm-107110

## Quick answers

**How is Hanseatic Management Services Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Hanseatic Management Services Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Hanseatic Management Services Inc charge?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Hourly rate: $400 an hour (services that are outside the scope of contracted services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hanseatic Management Services Inc located?**
Hanseatic Management Services Inc's principal office is in Albuquerque, NM, according to its Form ADV.

**Is Hanseatic Management Services Inc registered with the SEC or a state?**
Hanseatic Management Services Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 107110.

**How much does Hanseatic Management Services Inc manage?**
Hanseatic Management Services Inc reports $174,000,000 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (78% discretionary).

**How have Hanseatic Management Services Inc's assets and staff changed since 2021?**
In the Form ADV data for Hanseatic Management Services Inc: Regulatory assets under management: $131,800,000 in the October 2021 data and $174,000,000 in the October 2026 data, up 32%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hanseatic Management Services Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (140); high net worth individuals (76).

**Which custodians does Hanseatic Management Services Inc use?**
Hanseatic Management Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Hanseatic Management Services Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107110

**What changed in Hanseatic Management Services Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $134,000,000 to $174,000,000 (+30%). Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Hourly rate: $400 an hour (services that are outside the scope of contracted services)

> Should a cl ient request services that are outside the scope of contracted services, Hanseatic charges an hourly fee of $400.00 for such work.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,000,000
- Discretionary: $135,000,000
- Non-discretionary: $39,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 140 | $41,000,000 |
| High net worth individuals | 76 | $61,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,000,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | Fewer than 5 | $69,000,000 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,000,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 1995 (31 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, NM, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hanseaticgroup.com
- LinkedIn @HANSEATICSERVICES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $131,800,000 | 4 | March 30, 2021 |
| October 2022 | $140,000,000 | 4 | March 31, 2022 |
| October 2023 | $106,000,000 | 4 | March 31, 2023 |
| October 2024 | $105,900,000 | 4 | March 30, 2024 |
| October 2025 | $134,000,000 | 4 | March 31, 2025 |
| October 2026 | $174,000,000 | 4 | March 12, 2026 |

Regulatory assets under management: $131,800,000 in the October 2021 data and $174,000,000 in the October 2026 data, up 32%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $134,000,000 to $174,000,000 (+30%).
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hanseatic Management Services Inc (CRD 107110): Form ADV filing data as of October 2026.