# Hanover Square Wealth Advisors LLC

> Hanover Square Wealth Advisors LLC is an SEC-registered investment advisory firm in Winston-Salem, NC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 336534
- Filed as: HANOVER SQUARE WEALTH ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Winston-Salem, NC
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336534
- AdvisorCensus page: https://advisorcensus.com/firm/hanover-square-wealth-advisors-llc-winston-salem-nc-336534

## Quick answers

**How is Hanover Square Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hanover Square Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Hanover Square Wealth Advisors LLC located?**
Hanover Square Wealth Advisors LLC's principal office is in Winston-Salem, NC, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Hanover Square Wealth Advisors LLC registered with the SEC or a state?**
Hanover Square Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336534.

**How much does Hanover Square Wealth Advisors LLC manage?**
Hanover Square Wealth Advisors LLC reports $101,600,000 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (94% discretionary).

**How have Hanover Square Wealth Advisors LLC's assets and staff changed since 2025?**
In the Form ADV data for Hanover Square Wealth Advisors LLC: Regulatory assets under management: $0 in the October 2025 data and $101,600,000 in the October 2026 data. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hanover Square Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (45); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Hanover Square Wealth Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336534

**Does Hanover Square Wealth Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 28, 2026 says: "Generally, the Firm requires clients to have at least $1,000,000 in combined assets under management and assets subject to investment consulting services in order to initiate and maintain an investment advisory relationship with the Firm."

**What changed in Hanover Square Wealth Advisors LLC's recent Form ADV filings?**
In the March 2026 filing data: Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 28, 2026)

- Account minimum: $1,000,000

> Generally, the Firm requires clients to have at least $1,000,000 in combined assets under management and assets subject to investment consulting services in order to initiate and maintain an investment advisory relationship with the Firm.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $101,600,000
- Discretionary: $96,000,000
- Non-discretionary: $5,600,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $13,382,602 |
| High net worth individuals | 50 | $86,029,410 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $460,741 |
| Charitable organizations | 1 | $165,182 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 1 | $1,562,065 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Winston-Salem, NC

### Websites listed on Form ADV (Item 1.I)
- hanoversquarewa.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | July 9, 2025 |
| October 2026 | $101,600,000 | 2 | July 31, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $101,600,000 in the October 2026 data.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Registered or notice-filed in FL.

### December 2025
- Regulatory assets under management went from $0 to $104,234,026.
- Added an office in Winston-Salem, NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hanover Square Wealth Advisors LLC (CRD 336534): Form ADV filing data as of October 2026.