# Handy & Company Financial Advisors, Inc.

> Handy & Company Financial Advisors, Inc. is a state-registered investment advisory firm in Lake Oswego, OR, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 154417
- Filed as: HANDY & COMPANY FINANCIAL ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154417
- AdvisorCensus page: https://advisorcensus.com/firm/handy-and-company-financial-advisors-inc-lake-oswego-or-154417

## Quick answers

**How is Handy & Company Financial Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Handy & Company Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Handy & Company Financial Advisors, Inc. located?**
Handy & Company Financial Advisors, Inc.'s principal office is in Lake Oswego, OR, according to its Form ADV.

**Is Handy & Company Financial Advisors, Inc. registered with the SEC or a state?**
Handy & Company Financial Advisors, Inc. is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 154417.

**How much does Handy & Company Financial Advisors, Inc. manage?**
Handy & Company Financial Advisors, Inc. reports $68,747,394 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary).

**What types of clients does Handy & Company Financial Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (88); high net worth individuals (26).

**Does Handy & Company Financial Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154417

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $68,747,394
- Discretionary: $68,747,394
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 88 | $20,658,879 |
| High net worth individuals | 26 | $48,088,515 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [handycompany.com](https://handycompany.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Handy & Company Financial Advisors, Inc. (CRD 154417): Form ADV filing data as of October 2026.