{
  "crd_number": 40637,
  "slug": "hancock-whitney-investment-services-inc-new-orleans-la-40637",
  "primary_business_name": "HANCOCK WHITNEY INVESTMENT SERVICES INC.",
  "legal_name": "HANCOCK WHITNEY INVESTMENT SERVICES INC.",
  "dbas": [],
  "city": "New Orleans",
  "state": "LA",
  "country": "United States",
  "cbsa_code": "35380",
  "metro": {
    "cbsa_code": "35380",
    "common_name": "New Orleans",
    "msa_name": "New Orleans-Metairie, LA",
    "path": "/advisors/la/new-orleans"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-10-24",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 306052831.0,
  "raum_discretionary": 306052831.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 49,
  "advisory_employees": 49,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 16032066.0,
      "count": 31,
      "description": "TRUSTS & ESTATES"
    },
    "individuals": {
      "raum": 270294295.0,
      "count": 863
    },
    "high_net_worth_individuals": {
      "raum": 11577097.0,
      "count": 2
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": null
    },
    "corporations_other_businesses": {
      "raum": 8149373.0,
      "count": 16
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 5,
  "states_registered": [
    "LA",
    "MS",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/40637",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "NEW ORLEANS",
  "url": "https://advisorcensus.com/firm/hancock-whitney-investment-services-inc-new-orleans-la-40637",
  "display_name": "Hancock Whitney Investment Services Inc.",
  "summary": "Hancock Whitney Investment Services Inc. is an SEC-registered investment advisory firm in New Orleans, LA, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Hancock Whitney Investment Services Inc. (CRD 40637): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Hancock Whitney Investment Services Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hancock Whitney Investment Services Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Hancock Whitney Investment Services Inc. located?",
      "a": "Hancock Whitney Investment Services Inc.'s principal office is in New Orleans, LA, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Hancock Whitney Investment Services Inc. registered with the SEC or a state?",
      "a": "Hancock Whitney Investment Services Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 40637."
    },
    {
      "q": "How much does Hancock Whitney Investment Services Inc. manage?",
      "a": "Hancock Whitney Investment Services Inc. reports $306,052,831 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Hancock Whitney Investment Services Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hancock Whitney Investment Services Inc.: Regulatory assets under management: $802,035,165 in the October 2021 data and $306,052,831 in the October 2026 data, down 62%. Total employees: 95 in October 2021 and 49 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hancock Whitney Investment Services Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (863); other (31); corporations or other businesses not listed above (16)."
    },
    {
      "q": "Does Hancock Whitney Investment Services Inc. report any disciplinary disclosures?",
      "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/40637"
    },
    {
      "q": "What changed in Hancock Whitney Investment Services Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 45 to 49. Regulatory assets under management went from $210,606,113 to $306,052,831 (+45%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 802035165.0,
      "total_employees": 95,
      "filing_date": "2021-07-14"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 343501037.0,
      "total_employees": 40,
      "filing_date": "2022-09-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 235159048.0,
      "total_employees": 45,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 218797292.0,
      "total_employees": 45,
      "filing_date": "2024-04-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 210606113.0,
      "total_employees": 45,
      "filing_date": "2025-03-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 306052831.0,
      "total_employees": 49,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 45 to 49.",
        "Regulatory assets under management went from $210,606,113 to $306,052,831 (+45%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hancock-whitney-investment-services-inc-new-orleans-la-40637.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 863,
      "fewer_than_5": false,
      "raum": 270294295.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2,
      "fewer_than_5": false,
      "raum": 11577097.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 16,
      "fewer_than_5": false,
      "raum": 8149373.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 31,
      "fewer_than_5": false,
      "raum": 16032066.0
    }
  ],
  "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/40637",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}