# Hampton Rock Wealth Management

> Hampton Rock Wealth Management is an SEC-registered investment advisory firm in Austin, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 331682
- Filed as: HAMPTON ROCK WEALTH MANAGEMENT
- Legal name: Hampton Rock Wealth Management I, LLC
- Also doing business as: HAMPTON ROCK WEALTH MANAGEMENT, HAMPTONROCK WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331682
- AdvisorCensus page: https://advisorcensus.com/firm/hampton-rock-wealth-management-austin-tx-331682

## Quick answers

**How is Hampton Rock Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Hampton Rock Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Hampton Rock Wealth Management charge?**
Its Form ADV Part 2A brochure dated May 18, 2026 states: Subscription: up to $20,000 a month (family office services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hampton Rock Wealth Management located?**
Hampton Rock Wealth Management's principal office is in Austin, TX, according to its Form ADV.

**Is Hampton Rock Wealth Management registered with the SEC or a state?**
Hampton Rock Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331682.

**How much does Hampton Rock Wealth Management manage?**
Hampton Rock Wealth Management reports $192,369,158 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**How have Hampton Rock Wealth Management's assets and staff changed since 2024?**
In the Form ADV data for Hampton Rock Wealth Management: Regulatory assets under management: $0 in the October 2024 data and $192,369,158 in the October 2026 data. Total employees: 1 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hampton Rock Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (29); high net worth individuals (22); corporations or other businesses not listed above (4).

**Which custodians does Hampton Rock Wealth Management use?**
Hampton Rock Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Unchained Capital, Inc as custodians holding 10% or more of its separately managed account assets.

**Does Hampton Rock Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331682

**Does Hampton Rock Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated May 18, 2026 says: "HamptonRock WM requires a minimum account size of $ 5,000,000 to enter into an Advisory Agreement. However, HamptonRock WM retains the discretion to lower or waive said minimum."

**What changed in Hampton Rock Wealth Management's recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 5 to 7. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 18, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> HamptonRock WM requires a minimum account size of $ 5,000,000 to enter into an Advisory Agreement. However, HamptonRock WM retains the discretion to lower or waive said minimum.

- Subscription: up to $20,000 a month (family office services)

> The fixed fee for family office services is up to $20,000 monthly. Fees may be negotiable at the discretion of the firm.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Unchained Capital, Inc

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $192,369,158
- Discretionary: $192,369,158
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $10,736,664 |
| High net worth individuals | 22 | $167,074,327 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $562,674 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $13,995,493 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hamptonrock.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 1 | September 16, 2024 |
| October 2025 | $142,138,531 | 5 | July 16, 2025 |
| October 2026 | $192,369,158 | 7 | September 22, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $192,369,158 in the October 2026 data.
Total employees: 1 in October 2024 and 7 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 5 to 7.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $142,138,531 to $192,369,158 (+35%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hampton Rock Wealth Management (CRD 331682): Form ADV filing data as of October 2026.