# Hampton Financial Services

> Hampton Financial Services is a state-registered investment advisory firm, registered since 2002, with no regulatory assets under management reported in its Form ADV filing dated February 4, 2015.

- CRD: 124050
- Filed as: HAMPTON FINANCIAL SERVICES
- Legal name: Hampton Financial Services, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Illinois
- Filing period: October 2026
- Form ADV filing dated: February 4, 2015
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/124050
- AdvisorCensus page: https://advisorcensus.com/firm/hampton-financial-services-124050

## Quick answers

**How is Hampton Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Hampton Financial Services reports these compensation arrangements: hourly charges; commissions.

**Is Hampton Financial Services registered with the SEC or a state?**
Hampton Financial Services is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 124050.

**Does Hampton Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124050

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Commissions

### Advisory services (Item 5.G)
- Financial planning services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2002 (24 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: Not reported
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- danielrotter.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hampton Financial Services (CRD 124050): Form ADV filing data as of October 2026.