# Hampel Investment Advisors

> Hampel Investment Advisors is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 300246
- Filed as: HAMPEL INVESTMENT ADVISORS
- Legal name: Hampel Investment Advisors, LLC
- Also doing business as: HIA, HIA ASSET MANAGEMENT, HIA FINANCIAL MANAGEMENT, HIA-NC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300246
- AdvisorCensus page: https://advisorcensus.com/firm/hampel-investment-advisors-300246

## Quick answers

**How is Hampel Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Hampel Investment Advisors reports these compensation arrangements: a percentage of assets under its management.

**How much does Hampel Investment Advisors charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Flat fee: $1,000 to $20,000 (consulting services regarding non-investment-related matters, such as…); Hourly rate: $400 an hour (consulting services regarding non-investment-related matters, such as…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Hampel Investment Advisors registered with the SEC or a state?**
Hampel Investment Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 300246.

**How much does Hampel Investment Advisors manage?**
Hampel Investment Advisors reports $110,132,399 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Hampel Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (28); individuals (other than high net worth individuals) (13); charitable organizations (5).

**Which custodians does Hampel Investment Advisors use?**
Hampel Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Hampel Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300246

**What changed in Hampel Investment Advisors' recent Form ADV filings?**
In the February 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Flat fee: $1,000 to $20,000 (consulting services regarding non-investment-related matters, such as…)

> HIA’s planning and consulting fees are negotiable, but generally range from $1,000 to $20,000 on a fixed fee basis

- Hourly rate: $400 an hour (consulting services regarding non-investment-related matters, such as…)

> HIA’s planning and consulting fees are negotiable, but generally range from $1,000 to $20,000 on a fixed fee basis, and $400 on an hourly rate basis

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $110,132,399
- Discretionary: $110,132,399
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $4,103,005 |
| High net worth individuals | 28 | $90,379,580 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $11,269,953 |
| Charitable organizations | 5 | $4,013,230 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $366,631 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hia-nc.com

## Changes in the filing (last 12 months)

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hampel Investment Advisors (CRD 300246): Form ADV filing data as of October 2026.