{
  "crd_number": 161288,
  "slug": "hammond-kennedy-whitney-and-company-inc-indianapolis-in-161288",
  "primary_business_name": "HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.",
  "legal_name": "HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.",
  "dbas": [],
  "city": "Indianapolis",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "26900",
  "metro": {
    "cbsa_code": "26900",
    "common_name": "Indianapolis",
    "msa_name": "Indianapolis-Carmel-Greenwood, IN",
    "path": "/advisors/in/indianapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-03-27",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 631192873.0,
  "raum_discretionary": 631192873.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 631192873.0,
      "count": 5
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IN",
    "NY",
    "TX"
  ],
  "websites": [
    "https://hkwinc.com",
    "https://linkedin.com/company/hkwinc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161288",
  "city_as_filed": "INDIANAPOLIS",
  "url": "https://advisorcensus.com/firm/hammond-kennedy-whitney-and-company-inc-indianapolis-in-161288",
  "display_name": "Hammond, Kennedy, Whitney & Company, Inc.",
  "summary": "Hammond, Kennedy, Whitney & Company, Inc. is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Hammond, Kennedy, Whitney & Company, Inc. (CRD 161288): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Hammond, Kennedy, Whitney & Company, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hammond, Kennedy, Whitney & Company, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Hammond, Kennedy, Whitney & Company, Inc. located?",
      "a": "Hammond, Kennedy, Whitney & Company, Inc.'s principal office is in Indianapolis, IN, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Hammond, Kennedy, Whitney & Company, Inc. registered with the SEC or a state?",
      "a": "Hammond, Kennedy, Whitney & Company, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161288."
    },
    {
      "q": "How much does Hammond, Kennedy, Whitney & Company, Inc. manage?",
      "a": "Hammond, Kennedy, Whitney & Company, Inc. reports $631,192,873 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Hammond, Kennedy, Whitney & Company, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hammond, Kennedy, Whitney & Company, Inc.: Regulatory assets under management: $759,854,190 in the October 2021 data and $631,192,873 in the October 2026 data, down 17%. Total employees: 21 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hammond, Kennedy, Whitney & Company, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5)."
    },
    {
      "q": "Does Hammond, Kennedy, Whitney & Company, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161288"
    },
    {
      "q": "What changed in Hammond, Kennedy, Whitney & Company, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 6."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 759854190.0,
      "total_employees": 21,
      "filing_date": "2021-05-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 621337414.0,
      "total_employees": 18,
      "filing_date": "2022-08-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 556045040.0,
      "total_employees": 19,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 623253558.0,
      "total_employees": 9,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 660606618.0,
      "total_employees": 9,
      "filing_date": "2025-07-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 631192873.0,
      "total_employees": 8,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 6."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hammond-kennedy-whitney-and-company-inc-indianapolis-in-161288.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 631192873.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161288",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}