# Hammerhead Financial Strategies, LLC

> Hammerhead Financial Strategies, LLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 313248
- Filed as: HAMMERHEAD FINANCIAL STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/313248
- AdvisorCensus page: https://advisorcensus.com/firm/hammerhead-financial-strategies-llc-313248

## Quick answers

**How is Hammerhead Financial Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hammerhead Financial Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Hammerhead Financial Strategies, LLC registered with the SEC or a state?**
Hammerhead Financial Strategies, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 313248.

**How much does Hammerhead Financial Strategies, LLC manage?**
Hammerhead Financial Strategies, LLC reports $3,797,107 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Hammerhead Financial Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10).

**Does Hammerhead Financial Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/313248

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,797,107
- Discretionary: $3,797,107
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 10 | $3,797,107 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hammerheadfin.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hammerhead Financial Strategies, LLC (CRD 313248): Form ADV filing data as of October 2026.