# Halter Ferguson Financial Inc

> Halter Ferguson Financial Inc is an SEC-registered investment advisory firm in Carmel, IN, registered since 2000, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated October 1, 2026.

- CRD: 109563
- Filed as: HALTER FERGUSON FINANCIAL INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carmel, IN
- Filing period: October 2026
- Form ADV filing dated: October 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109563
- AdvisorCensus page: https://advisorcensus.com/firm/halter-ferguson-financial-inc-carmel-in-109563

## Quick answers

**How is Halter Ferguson Financial Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Halter Ferguson Financial Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Halter Ferguson Financial Inc located?**
Halter Ferguson Financial Inc's principal office is in Carmel, IN, according to its Form ADV.

**Is Halter Ferguson Financial Inc registered with the SEC or a state?**
Halter Ferguson Financial Inc is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109563.

**How much does Halter Ferguson Financial Inc manage?**
Halter Ferguson Financial Inc reports $704,950,608 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary).

**How have Halter Ferguson Financial Inc's assets and staff changed since 2021?**
In the Form ADV data for Halter Ferguson Financial Inc: Regulatory assets under management: $300,505,318 in the October 2021 data and $704,950,608 in the October 2026 data, up 135%. Total employees: 9 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Halter Ferguson Financial Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (194); individuals (other than high net worth individuals) (97); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Halter Ferguson Financial Inc use?**
Halter Ferguson Financial Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Halter Ferguson Financial Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109563

**What changed in Halter Ferguson Financial Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $487,810,150 to $704,950,608 (+45%). Registered or notice-filed in OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $704,950,608
- Discretionary: $704,950,608
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 97 | $48,349,247 |
| High net worth individuals | 194 | $649,722,393 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $3,834,000 |
| Charitable organizations | Fewer than 5 | $3,044,968 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2000 (26 years)
- Employees: 15 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, IN, LA, MI, NH, OH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- diigo.com/USER/HALTERFERGUSON
- folkd.com/USER/HALTERFERGUSON
- hffinancial.com
- indianapolisfinancialadvisor.blogspot.com
- lumasenti.com
- rebellionaire.com
- slashdot.org/~HALTERFERGUSON
- teslamotorsclub.com/tmc/members/paydirt76.137352
- Facebook @HALTERFERGUSON
- Instagram @halterferguson
- LinkedIn @5428171
- Pinterest @HALTERFERGUSON
- X @HALTERFERGUSON
- X @Rebellionair3
- X @bradsferguson
- YouTube @nvstmnt

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $300,505,318 | 9 | September 15, 2021 |
| October 2022 | $343,082,183 | 9 | February 28, 2022 |
| October 2023 | $266,706,879 | 9 | May 17, 2023 |
| October 2024 | $378,241,750 | 9 | September 17, 2024 |
| October 2025 | $487,810,150 | 12 | February 26, 2025 |
| October 2026 | $704,950,608 | 15 | October 1, 2026 |

Regulatory assets under management: $300,505,318 in the October 2021 data and $704,950,608 in the October 2026 data, up 135%.
Total employees: 9 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $487,810,150 to $704,950,608 (+45%).
- Registered or notice-filed in OH.

### January 2026
- No longer registered or notice-filed in CO, IL, NJ, TN, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Halter Ferguson Financial Inc (CRD 109563): Form ADV filing data as of October 2026.