{ "crd_number": 305194, "slug": "halseypoint-asset-management-el-segundo-ca-305194", "primary_business_name": "HALSEYPOINT ASSET MANAGEMENT", "legal_name": "HALSEYPOINT ASSET MANAGEMENT, LLC", "dbas": [ "SAGARD | HALSEYPOINT" ], "city": "El Segundo", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-10-01", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-07-20", "carried_forward": false, "raum_total": 4505157230.0, "raum_discretionary": 4505157230.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 13, "advisory_employees": 9, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 4505157230.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://halseypoint.com", "https://linkedin.com/company/halseypoint-asset-management" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305194", "city_as_filed": "EL SEGUNDO", "url": "https://advisorcensus.com/firm/halseypoint-asset-management-el-segundo-ca-305194", "display_name": "Halseypoint Asset Management", "summary": "Halseypoint Asset Management is an SEC-registered investment advisory firm in El Segundo, CA, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 20, 2026.", "citation": "AdvisorCensus. Halseypoint Asset Management (CRD 305194): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Halseypoint Asset Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Halseypoint Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Halseypoint Asset Management located?", "a": "Halseypoint Asset Management's principal office is in El Segundo, CA, according to its Form ADV." }, { "q": "Is Halseypoint Asset Management registered with the SEC or a state?", "a": "Halseypoint Asset Management is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305194." }, { "q": "How much does Halseypoint Asset Management manage?", "a": "Halseypoint Asset Management reports $4,505,157,230 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary)." }, { "q": "How have Halseypoint Asset Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Halseypoint Asset Management: Regulatory assets under management: $1,358,221,858 in the October 2021 data and $4,505,157,230 in the October 2026 data, up 232%. Total employees: 10 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Halseypoint Asset Management serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Halseypoint Asset Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305194" }, { "q": "What changed in Halseypoint Asset Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $3,569,702,002 to $4,505,157,230 (+26%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1358221858.0, "total_employees": 10, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2228519610.0, "total_employees": 10, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2593672656.0, "total_employees": 12, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3141308655.0, "total_employees": 12, "filing_date": "2024-03-18" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3569702002.0, "total_employees": 12, "filing_date": "2025-06-13" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4505157230.0, "total_employees": 13, "filing_date": "2026-07-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $3,569,702,002 to $4,505,157,230 (+26%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/halseypoint-asset-management-el-segundo-ca-305194.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 4505157230.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305194", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }