# Halo Investment Services, LLC

> Halo Investment Services, LLC is an SEC-registered investment advisory firm in Manhasset, NY, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 325613
- Filed as: HALO INVESTMENT SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Manhasset, NY
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325613
- AdvisorCensus page: https://advisorcensus.com/firm/halo-investment-services-llc-manhasset-ny-325613

## Quick answers

**How is Halo Investment Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Halo Investment Services, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Halo Investment Services, LLC located?**
Halo Investment Services, LLC's principal office is in Manhasset, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Halo Investment Services, LLC registered with the SEC or a state?**
Halo Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 325613.

**How much does Halo Investment Services, LLC manage?**
Halo Investment Services, LLC reports $75,152,985 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (3% discretionary).

**How have Halo Investment Services, LLC's assets and staff changed since 2023?**
In the Form ADV data for Halo Investment Services, LLC: Regulatory assets under management: $25,000,000 in the October 2023 data and $75,152,985 in the October 2026 data, up 201%. Total employees: 3 in October 2023 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Halo Investment Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325613

**What changed in Halo Investment Services, LLC's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $60,049,252 to $75,152,985 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $75,152,985
- Discretionary: $2,026,214
- Non-discretionary: $73,126,771

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | Fewer than 5 | $75,152,985 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 24 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, IL, MN, MO, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chicago, IL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $25,000,000 | 3 | September 6, 2023 |
| October 2024 | $31,200,000 | 15 | June 20, 2024 |
| October 2025 | $32,613,734 | 15 | June 3, 2025 |
| October 2026 | $75,152,985 | 24 | September 1, 2026 |

Regulatory assets under management: $25,000,000 in the October 2023 data and $75,152,985 in the October 2026 data, up 201%.
Total employees: 3 in October 2023 and 24 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $60,049,252 to $75,152,985 (+25%).

### April 2026
- Employees performing advisory functions went from 15 to 21.
- Regulatory assets under management went from $32,613,734 to $60,049,252 (+84%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Halo Investment Services, LLC (CRD 325613): Form ADV filing data as of October 2026.