# Halifax Investment Management, L.L.C.

> Halifax Investment Management, L.L.C. is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2010, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 152789
- Filed as: HALIFAX INVESTMENT MANAGEMENT, L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152789
- AdvisorCensus page: https://advisorcensus.com/firm/halifax-investment-management-l-l-c-raleigh-nc-152789

## Quick answers

**How is Halifax Investment Management, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Halifax Investment Management, L.L.C. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Halifax Investment Management, L.L.C. located?**
Halifax Investment Management, L.L.C.'s principal office is in Raleigh, NC, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Halifax Investment Management, L.L.C. registered with the SEC or a state?**
Halifax Investment Management, L.L.C. is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152789.

**How much does Halifax Investment Management, L.L.C. manage?**
Halifax Investment Management, L.L.C. reports $1,898,839,346 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Halifax Investment Management, L.L.C.'s assets and staff changed since 2021?**
In the Form ADV data for Halifax Investment Management, L.L.C.: Regulatory assets under management: $956,688,783 in the October 2021 data and $1,898,839,346 in the October 2026 data, up 98%. Total employees: 21 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Halifax Investment Management, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8).

**Does Halifax Investment Management, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152789

**What changed in Halifax Investment Management, L.L.C.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 16. Changed its office addresses in Washington, DC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $1,898,839,346
- Discretionary: $1,898,839,346
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $1,898,839,346 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2010 (16 years)
- Employees: 18 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DC, NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Washington, DC

### Websites listed on Form ADV (Item 1.I)
- thehalifaxgroup.com
- LinkedIn @the-halifax-group-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $956,688,783 | 21 | March 29, 2021 |
| October 2022 | $1,062,734,144 | 21 | March 29, 2022 |
| October 2023 | $1,261,722,116 | 20 | March 29, 2023 |
| October 2024 | $1,570,095,198 | 16 | August 27, 2024 |
| October 2025 | $1,805,434,206 | 16 | March 26, 2025 |
| October 2026 | $1,898,839,346 | 18 | March 26, 2026 |

Regulatory assets under management: $956,688,783 in the October 2021 data and $1,898,839,346 in the October 2026 data, up 98%.
Total employees: 21 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 16.
- Changed its office addresses in Washington, DC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Halifax Investment Management, L.L.C. (CRD 152789): Form ADV filing data as of October 2026.