{
  "crd_number": 108722,
  "slug": "haley-and-summers-wealth-management-inc-fort-wayne-in-108722",
  "primary_business_name": "HALEY & SUMMERS WEALTH MANAGEMENT, INC.",
  "legal_name": "HALEY & SUMMERS WEALTH MANAGEMENT, INC.",
  "dbas": [],
  "city": "Fort Wayne",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "23060",
  "metro": {
    "cbsa_code": "23060",
    "common_name": "Fort Wayne",
    "msa_name": "Fort Wayne, IN",
    "path": "/advisors/in/fort-wayne"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1990-01-02",
  "years_registered": 36,
  "period": "2026-10-01",
  "filing_date": "2026-01-20",
  "carried_forward": false,
  "raum_total": 67000000.0,
  "raum_discretionary": 67000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 15000000.0,
      "count": 33
    },
    "high_net_worth_individuals": {
      "raum": 52000000.0,
      "count": 12
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "IN"
  ],
  "websites": [
    "https://haleyandsummers.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108722",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "FORT WAYNE",
  "url": "https://advisorcensus.com/firm/haley-and-summers-wealth-management-inc-fort-wayne-in-108722",
  "display_name": "Haley & Summers Wealth Management, Inc.",
  "summary": "Haley & Summers Wealth Management, Inc. is a state-registered investment advisory firm in Fort Wayne, IN, registered since 1990, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 20, 2026.",
  "citation": "AdvisorCensus. Haley & Summers Wealth Management, Inc. (CRD 108722): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Haley & Summers Wealth Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Haley & Summers Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Haley & Summers Wealth Management, Inc. located?",
      "a": "Haley & Summers Wealth Management, Inc.'s principal office is in Fort Wayne, IN, according to its Form ADV."
    },
    {
      "q": "Is Haley & Summers Wealth Management, Inc. registered with the SEC or a state?",
      "a": "Haley & Summers Wealth Management, Inc. is a state-registered investment advisory firm, registered since 1990. Status as filed: APPROVED. CRD 108722."
    },
    {
      "q": "How much does Haley & Summers Wealth Management, Inc. manage?",
      "a": "Haley & Summers Wealth Management, Inc. reports $67,000,000 in regulatory assets under management in its Form ADV filing dated January 20, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Haley & Summers Wealth Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); high net worth individuals (12)."
    },
    {
      "q": "Does Haley & Summers Wealth Management, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/108722"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/haley-and-summers-wealth-management-inc-fort-wayne-in-108722.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 33,
      "fewer_than_5": false,
      "raum": 15000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 12,
      "fewer_than_5": false,
      "raum": 52000000.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108722",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}