# Hale Capital Management, LP

> Hale Capital Management, LP is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 157220
- Filed as: HALE CAPITAL MANAGEMENT, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157220
- AdvisorCensus page: https://advisorcensus.com/firm/hale-capital-management-lp-new-york-ny-157220

## Quick answers

**How is Hale Capital Management, LP compensated?**
On its Form ADV (Item 5.E, October 2026), Hale Capital Management, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hale Capital Management, LP located?**
Hale Capital Management, LP's principal office is in New York, NY, according to its Form ADV.

**Is Hale Capital Management, LP registered with the SEC or a state?**
Hale Capital Management, LP is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157220.

**How much does Hale Capital Management, LP manage?**
Hale Capital Management, LP reports $374,600,939 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Hale Capital Management, LP's assets and staff changed since 2021?**
In the Form ADV data for Hale Capital Management, LP: Regulatory assets under management: $158,577,773 in the October 2021 data and $374,600,939 in the October 2026 data, up 136%. Total employees: 6 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hale Capital Management, LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Hale Capital Management, LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157220

**What changed in Hale Capital Management, LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 9. Regulatory assets under management went from $275,959,589 to $374,600,939 (+36%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $374,600,939
- Discretionary: $374,600,939
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $374,600,939 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 10 total, 9 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- halecap.com
- halecapital.com
- halecapitalmanagment.com
- halecapitalpartners.com
- halefundmanagement.com
- halefunds.com
- LinkedIn @HALE-CAPITAL-PARTNERS
- X @HaleFunds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $158,577,773 | 6 | March 31, 2021 |
| October 2022 | $186,549,076 | 6 | March 30, 2022 |
| October 2023 | $193,664,830 | 7 | April 3, 2023 |
| October 2024 | $191,361,810 | 7 | March 28, 2024 |
| October 2025 | $275,959,589 | 8 | March 31, 2025 |
| October 2026 | $374,600,939 | 10 | March 31, 2026 |

Regulatory assets under management: $158,577,773 in the October 2021 data and $374,600,939 in the October 2026 data, up 136%.
Total employees: 6 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 9.
- Regulatory assets under management went from $275,959,589 to $374,600,939 (+36%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hale Capital Management, LP (CRD 157220): Form ADV filing data as of October 2026.