{ "crd_number": 105515, "slug": "halbert-hargrove-long-beach-ca-105515", "primary_business_name": "HALBERT HARGROVE", "legal_name": "HALBERT HARGROVE GLOBAL ADVISORS, LLC", "dbas": [], "city": "Long Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1988-10-13", "years_registered": 37, "period": "2026-10-01", "filing_date": "2026-03-28", "carried_forward": false, "raum_total": 4203912885.0, "raum_discretionary": 4166219395.0, "raum_non_discretionary": 37693490.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 52, "advisory_employees": 36, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 137957017.0, "count": 26 }, "individuals": { "raum": 244565976.0, "count": 574 }, "pension_profit_sharing": { "raum": 322466520.0, "count": 24 }, "high_net_worth_individuals": { "raum": 3409371985.0, "count": 883 }, "corporations_other_businesses": { "raum": 89551387.0, "count": 11 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "other", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AZ", "CA", "CO", "DC", "FL", "GA", "HI", "ID", "IL", "IN", "LA", "MA", "MI", "MN", "MT", "NC", "NJ", "NM", "NV", "NY", "OH", "OR", "PA", "SC", "TN", "TX", "UT", "VA", "WA", "WI" ], "websites": [ "https://facebook.com/HALBERTHARGROVE", "https://halberthargrove.com", "https://instagram.com/halberthargrove", "https://linkedin.com/COMPANY/HALBERT-HARGROVE", "https://x.com/hhadvisor", "https://youtube.com/channel/UCOspePccG7YQZBB-GUv12kg" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105515", "city_as_filed": "LONG BEACH", "url": "https://advisorcensus.com/firm/halbert-hargrove-long-beach-ca-105515", "display_name": "Halbert Hargrove", "summary": "Halbert Hargrove is an SEC-registered investment advisory firm in Long Beach, CA, registered since 1988, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 28, 2026.", "citation": "AdvisorCensus. Halbert Hargrove (CRD 105515): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Educational seminars/workshops", "Other" ], "quick_answers": [ { "q": "How is Halbert Hargrove compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Halbert Hargrove reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Halbert Hargrove located?", "a": "Halbert Hargrove's principal office is in Long Beach, CA, according to its Form ADV; the April 2026 filing also lists 9 other offices (Schedule D, Section 1.F)." }, { "q": "Is Halbert Hargrove registered with the SEC or a state?", "a": "Halbert Hargrove is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 105515." }, { "q": "How much does Halbert Hargrove manage?", "a": "Halbert Hargrove reports $4,203,912,885 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (99% discretionary)." }, { "q": "How have Halbert Hargrove's assets and staff changed since 2021?", "a": "In the Form ADV data for Halbert Hargrove: Regulatory assets under management: $2,762,891,021 in the October 2021 data and $4,203,912,885 in the October 2026 data, up 52%. Total employees: 43 in October 2021 and 52 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Halbert Hargrove serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (883); individuals (other than high net worth individuals) (574); charitable organizations (26)." }, { "q": "Which custodians does Halbert Hargrove use?", "a": "Halbert Hargrove's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Halbert Hargrove report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105515" }, { "q": "What changed in Halbert Hargrove's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 35 to 36. Regulatory assets under management went from $3,516,418,609 to $4,203,912,885 (+20%). Registered or notice-filed in IN." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2762891021.0, "total_employees": 43, "filing_date": "2021-09-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3030982898.0, "total_employees": 44, "filing_date": "2022-09-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2735028599.0, "total_employees": 47, "filing_date": "2023-08-14" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3162314796.0, "total_employees": 49, "filing_date": "2024-08-08" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3516418609.0, "total_employees": 52, "filing_date": "2025-07-18" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4203912885.0, "total_employees": 52, "filing_date": "2026-03-28" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 35 to 36.", "Regulatory assets under management went from $3,516,418,609 to $4,203,912,885 (+20%).", "Registered or notice-filed in IN." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Changed its office addresses in Eugene, OR." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Registered or notice-filed in AK, AL, GA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/halbert-hargrove-long-beach-ca-105515.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 574, "fewer_than_5": false, "raum": 244565976.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 883, "fewer_than_5": false, "raum": 3409371985.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 24, "fewer_than_5": false, "raum": 322466520.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 26, "fewer_than_5": false, "raum": 137957017.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 11, "fewer_than_5": false, "raum": 89551387.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105515", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }