{
  "crd_number": 109462,
  "slug": "halberstadt-financial-consultants-inc-princeton-nj-109462",
  "primary_business_name": "HALBERSTADT FINANCIAL CONSULTANTS INC",
  "legal_name": "HALBERSTADT FINANCIAL CONSULTANTS, INC.",
  "dbas": [],
  "city": "Princeton",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "45940",
  "metro": {
    "cbsa_code": "45940",
    "common_name": "Trenton",
    "msa_name": "Trenton-Princeton, NJ",
    "path": "/advisors/nj/trenton"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2000-05-25",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 185000000.0,
  "raum_discretionary": 122000000.0,
  "raum_non_discretionary": 63000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 21000000.0,
      "count": 89
    },
    "pension_profit_sharing": {
      "raum": 6000000.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 158000000.0,
      "count": 68
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NJ",
    "PA"
  ],
  "websites": [
    "https://halberstadtfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109462",
  "city_as_filed": "PRINCETON",
  "url": "https://advisorcensus.com/firm/halberstadt-financial-consultants-inc-princeton-nj-109462",
  "display_name": "Halberstadt Financial Consultants Inc",
  "summary": "Halberstadt Financial Consultants Inc is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Halberstadt Financial Consultants Inc (CRD 109462): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Halberstadt Financial Consultants Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Halberstadt Financial Consultants Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Halberstadt Financial Consultants Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.5% a year; Above $2,000,000: 0.33% a year; Hourly rate: $345 an hour (Financial planning and consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Halberstadt Financial Consultants Inc located?",
      "a": "Halberstadt Financial Consultants Inc's principal office is in Princeton, NJ, according to its Form ADV."
    },
    {
      "q": "Is Halberstadt Financial Consultants Inc registered with the SEC or a state?",
      "a": "Halberstadt Financial Consultants Inc is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109462."
    },
    {
      "q": "How much does Halberstadt Financial Consultants Inc manage?",
      "a": "Halberstadt Financial Consultants Inc reports $185,000,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (66% discretionary)."
    },
    {
      "q": "How have Halberstadt Financial Consultants Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Halberstadt Financial Consultants Inc: Regulatory assets under management: $127,570,606 in the October 2021 data and $185,000,000 in the October 2026 data, up 45%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Halberstadt Financial Consultants Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (68); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Which custodians does Halberstadt Financial Consultants Inc use?",
      "a": "Halberstadt Financial Consultants Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Halberstadt Financial Consultants Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109462"
    },
    {
      "q": "What changed in Halberstadt Financial Consultants Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $150,000,000 to $185,000,000 (+23%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 127570606.0,
      "total_employees": 5,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 135475188.0,
      "total_employees": 5,
      "filing_date": "2022-05-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 130121797.0,
      "total_employees": 5,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 136000000.0,
      "total_employees": 5,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 150000000.0,
      "total_employees": 5,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 185000000.0,
      "total_employees": 5,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $150,000,000 to $185,000,000 (+23%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $2,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $2,000,000",
        "rate": "0.33%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$4,000",
    "planning_fees": [
      "Hourly rate: $345 an hour (Financial planning and consulting)"
    ],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,000 to $2,000,000: 0.5% a year",
          "Above $2,000,000: 0.33% a year"
        ],
        "quotes": [
          "The annual fee for investment management services will be charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee (%) First $1,000,000 1.00% $1,000,000 to $2,000,000 0.50% Over $2,000,000 0.33%"
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $4,000"
        ],
        "quotes": [
          "The minimum annual fee for all investment management accounts is $4,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $345 an hour (Financial planning and consulting)"
        ],
        "quotes": [
          "Financial planning and consulting fees will be calculated based on a cha rge of $345.00 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000000.0,
          "max": 2000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 2000000.0,
          "max": null,
          "rate_pct": 0.33
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 4000.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": 345.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial planning and consulting"
        }
      ]
    },
    "quotes": [
      "The annual fee for investment management services will be charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee (%) First $1,000,000 1.00% $1,000,000 to $2,000,000 0.50% Over $2,000,000 0.33%",
      "The minimum annual fee for all investment management accounts is $4,000.",
      "Financial planning and consulting fees will be calculated based on a cha rge of $345.00 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab",
      "name_as_filed": "CHARLES SCHWAB",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/halberstadt-financial-consultants-inc-princeton-nj-109462.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 89,
      "fewer_than_5": false,
      "raum": 21000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 68,
      "fewer_than_5": false,
      "raum": 158000000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 6000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109462",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}