# Hafele Investments

> Hafele Investments is an SEC-registered investment advisory firm in Louisville, KY, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 341803
- Filed as: HAFELE INVESTMENTS
- Legal name: Hafele Investments, Inc.
- Also doing business as: HAFELE FUNDS MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Louisville, KY
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341803
- AdvisorCensus page: https://advisorcensus.com/firm/hafele-investments-louisville-ky-341803

## Quick answers

**How is Hafele Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Hafele Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Hafele Investments charge?**
Its Form ADV Part 2A brochure dated July 1, 2026 states: Flat fee: $1,000 to $25,000 (creating client financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hafele Investments located?**
Hafele Investments' principal office is in Louisville, KY, according to its Form ADV.

**Is Hafele Investments registered with the SEC or a state?**
Hafele Investments is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 341803.

**How much does Hafele Investments manage?**
Hafele Investments reports $57,736,800 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary).

**What types of clients does Hafele Investments serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9).

**Does Hafele Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341803

**What changed in Hafele Investments' recent Form ADV filings?**
In the July 2026 filing data: Added the business name Hafele Funds Management. Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 1, 2026)

- Flat fee: $1,000 to $25,000 (creating client financial plans)

> The negotiated fixed rate for creating client financial plans is between $1,000 and $25,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $57,736,800
- Discretionary: $57,736,800
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $57,736,800 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, KY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [hafeleinvestments.com](https://hafeleinvestments.com)
- LinkedIn @hafele-investments

## Changes in the filing (last 12 months)

### July 2026
- Added the business name Hafele Funds Management.
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hafele Investments (CRD 341803): Form ADV filing data as of October 2026.