# Haas Financial, Inc.

> Haas Financial, Inc. is a state-registered investment advisory firm in Sanibel, FL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 329490
- Filed as: HAAS FINANCIAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sanibel, FL
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329490
- AdvisorCensus page: https://advisorcensus.com/firm/haas-financial-inc-sanibel-fl-329490

## Quick answers

**How is Haas Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Haas Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Haas Financial, Inc. located?**
Haas Financial, Inc.'s principal office is in Sanibel, FL, according to its Form ADV.

**Is Haas Financial, Inc. registered with the SEC or a state?**
Haas Financial, Inc. is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329490.

**How much does Haas Financial, Inc. manage?**
Haas Financial, Inc. reports $98,376,907 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary).

**How have Haas Financial, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Haas Financial, Inc.: Regulatory assets under management: $75,204,011 in the October 2024 data and $98,376,907 in the October 2026 data, up 31%. Total employees: 1 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Haas Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (107); high net worth individuals (31).

**Does Haas Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329490

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $98,376,907
- Discretionary: $98,376,907
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 107 | $36,302,110 |
| High net worth individuals | 31 | $62,074,797 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [davidhaasfinancial.com](https://davidhaasfinancial.com)
- [haas.financial](https://haas.financial)
- YouTube @HaasFinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $75,204,011 | 1 | September 19, 2024 |
| October 2026 | $98,376,907 | 4 | September 30, 2026 |

Regulatory assets under management: $75,204,011 in the October 2024 data and $98,376,907 in the October 2026 data, up 31%.
Total employees: 1 in October 2024 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Haas Financial, Inc. (CRD 329490): Form ADV filing data as of October 2026.