{
  "crd_number": 313593,
  "slug": "h-l-ormond-and-company-llc-greenville-nc-313593",
  "primary_business_name": "H. L. ORMOND & COMPANY, LLC",
  "legal_name": "H. L. ORMOND & COMPANY, LLC",
  "dbas": [
    "HOYT FAMILY WEALTH MANAGEMENT"
  ],
  "city": "Greenville",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "24780",
  "metro": {
    "cbsa_code": "24780",
    "common_name": "Greenville",
    "msa_name": "Greenville, NC",
    "path": "/advisors/nc/greenville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-16",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-05-01",
  "carried_forward": false,
  "raum_total": 401376690.0,
  "raum_discretionary": 383828048.0,
  "raum_non_discretionary": 17548642.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 5821484.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 54262231.0,
      "count": 179
    },
    "pension_profit_sharing": {
      "raum": 22990811.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 306371536.0,
      "count": 98
    },
    "corporations_other_businesses": {
      "raum": 11930628.0,
      "count": 5
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "NC",
    "SC",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://hlormond.com",
    "https://hoytfamilywm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313593",
  "city_as_filed": "GREENVILLE",
  "url": "https://advisorcensus.com/firm/h-l-ormond-and-company-llc-greenville-nc-313593",
  "display_name": "H. L. Ormond & Company, LLC",
  "summary": "H. L. Ormond & Company, LLC is an SEC-registered investment advisory firm in Greenville, NC, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.",
  "citation": "AdvisorCensus. H. L. Ormond & Company, LLC (CRD 313593): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is H. L. Ormond & Company, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), H. L. Ormond & Company, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does H. L. Ormond & Company, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated May 1, 2026 states: Asset-based fee: 0.75% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is H. L. Ormond & Company, LLC located?",
      "a": "H. L. Ormond & Company, LLC's principal office is in Greenville, NC, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is H. L. Ormond & Company, LLC registered with the SEC or a state?",
      "a": "H. L. Ormond & Company, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313593."
    },
    {
      "q": "How much does H. L. Ormond & Company, LLC manage?",
      "a": "H. L. Ormond & Company, LLC reports $401,376,690 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (96% discretionary)."
    },
    {
      "q": "How have H. L. Ormond & Company, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for H. L. Ormond & Company, LLC: Regulatory assets under management: $317,000,000 in the October 2021 data and $401,376,690 in the October 2026 data, up 27%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does H. L. Ormond & Company, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (179); high net worth individuals (98); corporations or other businesses not listed above (5)."
    },
    {
      "q": "Which custodians does H. L. Ormond & Company, LLC use?",
      "a": "H. L. Ormond & Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does H. L. Ormond & Company, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313593"
    },
    {
      "q": "What changed in H. L. Ormond & Company, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Added the business name Hoyt Family Wealth Management. Employees performing advisory functions went from 2 to 4. Added an office in Greenville, NC. Registered or notice-filed in GA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 317000000.0,
      "total_employees": 4,
      "filing_date": "2021-08-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 336700000.0,
      "total_employees": 4,
      "filing_date": "2022-03-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 274471150.0,
      "total_employees": 4,
      "filing_date": "2023-03-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 316737721.0,
      "total_employees": 3,
      "filing_date": "2024-03-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 359744989.0,
      "total_employees": 3,
      "filing_date": "2025-03-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 401376690.0,
      "total_employees": 7,
      "filing_date": "2026-05-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Added the business name Hoyt Family Wealth Management.",
        "Employees performing advisory functions went from 2 to 4.",
        "Added an office in Greenville, NC.",
        "Registered or notice-filed in GA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $359,744,989 to $401,376,690 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.75% to 1.75% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.75% to 1.75% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Investment advisory fees are based on the market value of the assets under management, as valued by the custodian to the total billable assets under management with the Advisor at the end of the prior month. Investment advisory fees range from 0.75% to 1.75% annually."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.75,
        1.75
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Investment advisory fees are based on the market value of the assets under management, as valued by the custodian to the total billable assets under management with the Advisor at the end of the prior month. Investment advisory fees range from 0.75% to 1.75% annually."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/h-l-ormond-and-company-llc-greenville-nc-313593.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 179,
      "fewer_than_5": false,
      "raum": 54262231.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 98,
      "fewer_than_5": false,
      "raum": 306371536.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 22990811.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 5821484.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 11930628.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313593",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}