# H&C Financial Services LLC

> H&C Financial Services LLC is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 13, 2019.

- CRD: 158768
- Filed as: H&C FINANCIAL SERVICES LLC
- Legal name: H&C Financial Services
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: May 13, 2019
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/158768
- AdvisorCensus page: https://advisorcensus.com/firm/h-and-c-financial-services-llc-158768

## Quick answers

**How is H&C Financial Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), H&C Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is H&C Financial Services LLC registered with the SEC or a state?**
H&C Financial Services LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 158768.

**How much does H&C Financial Services LLC manage?**
H&C Financial Services LLC reports $4,897,522 in regulatory assets under management in its Form ADV filing dated May 13, 2019 (100% discretionary).

**What types of clients does H&C Financial Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28).

**Does H&C Financial Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158768

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $4,897,522
- Discretionary: $4,897,522
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $4,897,522 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. H&C Financial Services LLC (CRD 158768): Form ADV filing data as of October 2026.