# Gygi Capital Management

> Gygi Capital Management is a state-registered investment advisory firm in Cedar Hills, UT, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 149662
- Filed as: GYGI CAPITAL MANAGEMENT
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cedar Hills, UT
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149662
- AdvisorCensus page: https://advisorcensus.com/firm/gygi-capital-management-cedar-hills-ut-149662

## Quick answers

**How is Gygi Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Gygi Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Gygi Capital Management located?**
Gygi Capital Management's principal office is in Cedar Hills, UT, according to its Form ADV.

**Is Gygi Capital Management registered with the SEC or a state?**
Gygi Capital Management is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 149662.

**How much does Gygi Capital Management manage?**
Gygi Capital Management reports $31,506,612 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (76% discretionary).

**What types of clients does Gygi Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (2); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Gygi Capital Management report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149662

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $31,506,612
- Discretionary: $23,788,748
- Non-discretionary: $7,717,864

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 190 | $20,388,748 |
| High net worth individuals | 2 | $3,400,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $7,717,864 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, UT
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149662

### Websites listed on Form ADV (Item 1.I)
- gygicapital.com
- Facebook @GYGI-CAPITAL-MANAGEMENT-110869795622655
- LinkedIn @MGYGI

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gygi Capital Management (CRD 149662): Form ADV filing data as of October 2026.