{
  "crd_number": 149662,
  "slug": "gygi-capital-management-cedar-hills-ut-149662",
  "primary_business_name": "GYGI CAPITAL MANAGEMENT",
  "legal_name": "GYGI CAPITAL MANAGEMENT",
  "dbas": [],
  "city": "Cedar Hills",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "39340",
  "metro": {
    "cbsa_code": "39340",
    "common_name": "Provo",
    "msa_name": "Provo-Orem-Lehi, UT",
    "path": "/advisors/ut/provo"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2009-09-01",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 31506612.0,
  "raum_discretionary": 23788748.0,
  "raum_non_discretionary": 7717864.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 20388748.0,
      "count": 190
    },
    "pension_profit_sharing": {
      "raum": 7717864.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 3400000.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "FL",
    "UT"
  ],
  "websites": [
    "https://facebook.com/GYGI-CAPITAL-MANAGEMENT-110869795622655",
    "https://gygicapital.com",
    "https://linkedin.com/IN/MGYGI"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149662",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "CEDAR HILLS",
  "url": "https://advisorcensus.com/firm/gygi-capital-management-cedar-hills-ut-149662",
  "display_name": "Gygi Capital Management",
  "summary": "Gygi Capital Management is a state-registered investment advisory firm in Cedar Hills, UT, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Gygi Capital Management (CRD 149662): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Gygi Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Gygi Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Gygi Capital Management located?",
      "a": "Gygi Capital Management's principal office is in Cedar Hills, UT, according to its Form ADV."
    },
    {
      "q": "Is Gygi Capital Management registered with the SEC or a state?",
      "a": "Gygi Capital Management is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 149662."
    },
    {
      "q": "How much does Gygi Capital Management manage?",
      "a": "Gygi Capital Management reports $31,506,612 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (76% discretionary)."
    },
    {
      "q": "What types of clients does Gygi Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (2); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Does Gygi Capital Management report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149662"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/gygi-capital-management-cedar-hills-ut-149662.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 190,
      "fewer_than_5": false,
      "raum": 20388748.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2,
      "fewer_than_5": true,
      "raum": 3400000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 7717864.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149662",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}