# GW Asena Pty Ltd

> GW Asena Pty Ltd is an SEC-registered investment advisory firm in Melbourne, Victoria, Australia, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 323005
- Filed as: GW ASENA  PTY LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Melbourne, Victoria, Australia
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323005
- AdvisorCensus page: https://advisorcensus.com/firm/gw-asena-pty-ltd-melbourne-victoria-323005

## Quick answers

**How is GW Asena Pty Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), GW Asena Pty Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is GW Asena Pty Ltd located?**
GW Asena Pty Ltd's principal office is in Melbourne, Victoria, Australia, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is GW Asena Pty Ltd registered with the SEC or a state?**
GW Asena Pty Ltd is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 323005.

**How much does GW Asena Pty Ltd manage?**
GW Asena Pty Ltd reports $0 in regulatory assets under management in its Form ADV filing dated June 10, 2026.

**How have GW Asena Pty Ltd's assets and staff changed since 2023?**
In the Form ADV data for GW Asena Pty Ltd: Regulatory assets under management: $0 in the October 2023 data and $0 in the October 2026 data. Total employees: 2 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does GW Asena Pty Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323005

**What changed in GW Asena Pty Ltd's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- West Palm Beach, FL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 2 | September 14, 2023 |
| October 2024 | $0 | 2 | June 26, 2024 |
| October 2025 | $0 | 2 | May 1, 2025 |
| October 2026 | $0 | 3 | June 10, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $0 in the October 2026 data.
Total employees: 2 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 2 to 3.

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GW Asena Pty Ltd (CRD 323005): Form ADV filing data as of October 2026.