# Guzman Wealth Management

> Guzman Wealth Management is a state-registered investment advisory firm in Austin, TX, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 304861
- Filed as: GUZMAN WEALTH MANAGEMENT
- Legal name: SCG Financial Services, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/304861
- AdvisorCensus page: https://advisorcensus.com/firm/guzman-wealth-management-austin-tx-304861

## Quick answers

**How is Guzman Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Guzman Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Guzman Wealth Management located?**
Guzman Wealth Management's principal office is in Austin, TX, according to its Form ADV.

**Is Guzman Wealth Management registered with the SEC or a state?**
Guzman Wealth Management is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 304861.

**How much does Guzman Wealth Management manage?**
Guzman Wealth Management reports $20,968,132 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (0% discretionary).

**What types of clients does Guzman Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26); high net worth individuals (11).

**Does Guzman Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304861

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $20,968,132
- Discretionary: $0
- Non-discretionary: $20,968,132

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $8,034,223 |
| High net worth individuals | 11 | $12,933,909 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- guzmanwm.com
- LinkedIn @steven-guzmán- 0867662

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guzman Wealth Management (CRD 304861): Form ADV filing data as of October 2026.