{
  "crd_number": 304861,
  "slug": "guzman-wealth-management-austin-tx-304861",
  "primary_business_name": "GUZMAN WEALTH MANAGEMENT",
  "legal_name": "SCG FINANCIAL SERVICES, LLC",
  "dbas": [],
  "city": "Austin",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "12420",
  "metro": {
    "cbsa_code": "12420",
    "common_name": "Austin",
    "msa_name": "Austin-Round Rock-San Marcos, TX",
    "path": "/advisors/tx/austin"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2019-07-26",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-02-19",
  "carried_forward": false,
  "raum_total": 20968132.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 20968132.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 8034223.0,
      "count": 26
    },
    "high_net_worth_individuals": {
      "raum": 12933909.0,
      "count": 11
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://guzmanwm.com",
    "https://linkedin.com/in/steven-guzm%C3%A1n- 0867662"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304861",
  "city_as_filed": "AUSTIN",
  "url": "https://advisorcensus.com/firm/guzman-wealth-management-austin-tx-304861",
  "display_name": "Guzman Wealth Management",
  "summary": "Guzman Wealth Management is a state-registered investment advisory firm in Austin, TX, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.",
  "citation": "AdvisorCensus. Guzman Wealth Management (CRD 304861): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Guzman Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Guzman Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "Where is Guzman Wealth Management located?",
      "a": "Guzman Wealth Management's principal office is in Austin, TX, according to its Form ADV."
    },
    {
      "q": "Is Guzman Wealth Management registered with the SEC or a state?",
      "a": "Guzman Wealth Management is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 304861."
    },
    {
      "q": "How much does Guzman Wealth Management manage?",
      "a": "Guzman Wealth Management reports $20,968,132 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does Guzman Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26); high net worth individuals (11)."
    },
    {
      "q": "Does Guzman Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304861"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/guzman-wealth-management-austin-tx-304861.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 8034223.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 11,
      "fewer_than_5": false,
      "raum": 12933909.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304861",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}