# Gutierrez Wealth Advisory, LLC

> Gutierrez Wealth Advisory, LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 319481
- Filed as: GUTIERREZ WEALTH ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/319481
- AdvisorCensus page: https://advisorcensus.com/firm/gutierrez-wealth-advisory-llc-little-rock-ar-319481

## Quick answers

**How is Gutierrez Wealth Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gutierrez Wealth Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Gutierrez Wealth Advisory, LLC located?**
Gutierrez Wealth Advisory, LLC's principal office is in Little Rock, AR, according to its Form ADV.

**Is Gutierrez Wealth Advisory, LLC registered with the SEC or a state?**
Gutierrez Wealth Advisory, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319481.

**How much does Gutierrez Wealth Advisory, LLC manage?**
Gutierrez Wealth Advisory, LLC reports $329,326,452 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (98% discretionary).

**How have Gutierrez Wealth Advisory, LLC's assets and staff changed since 2023?**
In the Form ADV data for Gutierrez Wealth Advisory, LLC: Regulatory assets under management: $167,123,583 in the October 2023 data and $329,326,452 in the October 2026 data, up 97%. Total employees: 4 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gutierrez Wealth Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (68); individuals (other than high net worth individuals) (64); corporations or other businesses not listed above (3).

**Which custodians does Gutierrez Wealth Advisory, LLC use?**
Gutierrez Wealth Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Gutierrez Wealth Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319481

**What changed in Gutierrez Wealth Advisory, LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Minimum annual fee: $5,000

> As a condition for starting and maintaining an investment advisory relationship with the Firm, the Firm generally imposes a minimum annual fee of $5,000 for services, which could comprise financial planning services, investment management services, retirement plan services, or any combination of the above.

> The Firm, in its sole discretion, can elect to waive this minimum annual fee requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $329,326,452
- Discretionary: $323,288,700
- Non-discretionary: $6,037,752

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $30,224,785 |
| High net worth individuals | 68 | $285,842,209 |
| Charitable organizations | 2 | $828,985 |
| Insurance companies | 1 | $3,953,452 |
| Corporations or other businesses not listed above | 3 | $312,130 |
| Other | 3 | $8,164,891 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (3 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, FL, LA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gutierrezwealthadvisory.com
- Facebook @gutierrezwealthadvisory
- Instagram @gutierrezwealthadvisory
- LinkedIn @gutierrezwealthadvisory

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $167,123,583 | 4 | February 6, 2023 |
| October 2024 | $229,841,465 | 4 | February 2, 2024 |
| October 2025 | $280,347,421 | 4 | March 12, 2025 |
| October 2026 | $329,326,452 | 4 | September 1, 2026 |

Regulatory assets under management: $167,123,583 in the October 2023 data and $329,326,452 in the October 2026 data, up 97%.
Total employees: 4 in October 2023 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in NY.

### April 2026
- Regulatory assets under management went from $280,347,421 to $329,326,452 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gutierrez Wealth Advisory, LLC (CRD 319481): Form ADV filing data as of October 2026.