{
  "crd_number": 319481,
  "slug": "gutierrez-wealth-advisory-llc-little-rock-ar-319481",
  "primary_business_name": "GUTIERREZ WEALTH ADVISORY, LLC",
  "legal_name": "GUTIERREZ WEALTH ADVISORY, LLC",
  "dbas": [],
  "city": "Little Rock",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "30780",
  "metro": {
    "cbsa_code": "30780",
    "common_name": "Little Rock",
    "msa_name": "Little Rock-North Little Rock-Conway, AR",
    "path": "/advisors/ar/little-rock"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-10-03",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-09-01",
  "carried_forward": false,
  "raum_total": 329326452.0,
  "raum_discretionary": 323288700.0,
  "raum_non_discretionary": 6037752.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 8164891.0,
      "count": 3,
      "description": "IRREVOCABLE TRUSTS",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 828985.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 30224785.0,
      "count": 64
    },
    "insurance_companies": {
      "raum": 3953452.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 285842209.0,
      "count": 68
    },
    "corporations_other_businesses": {
      "raum": 312130.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "FL",
    "LA",
    "NY",
    "TX"
  ],
  "websites": [
    "https://facebook.com/gutierrezwealthadvisory",
    "https://gutierrezwealthadvisory.com",
    "https://instagram.com/gutierrezwealthadvisory",
    "https://linkedin.com/company/gutierrezwealthadvisory"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/319481",
  "city_as_filed": "LITTLE ROCK",
  "url": "https://advisorcensus.com/firm/gutierrez-wealth-advisory-llc-little-rock-ar-319481",
  "display_name": "Gutierrez Wealth Advisory, LLC",
  "summary": "Gutierrez Wealth Advisory, LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.",
  "citation": "AdvisorCensus. Gutierrez Wealth Advisory, LLC (CRD 319481): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Gutierrez Wealth Advisory, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Gutierrez Wealth Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Gutierrez Wealth Advisory, LLC located?",
      "a": "Gutierrez Wealth Advisory, LLC's principal office is in Little Rock, AR, according to its Form ADV."
    },
    {
      "q": "Is Gutierrez Wealth Advisory, LLC registered with the SEC or a state?",
      "a": "Gutierrez Wealth Advisory, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319481."
    },
    {
      "q": "How much does Gutierrez Wealth Advisory, LLC manage?",
      "a": "Gutierrez Wealth Advisory, LLC reports $329,326,452 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (98% discretionary)."
    },
    {
      "q": "How have Gutierrez Wealth Advisory, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Gutierrez Wealth Advisory, LLC: Regulatory assets under management: $167,123,583 in the October 2023 data and $329,326,452 in the October 2026 data, up 97%. Total employees: 4 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Gutierrez Wealth Advisory, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (68); individuals (other than high net worth individuals) (64); corporations or other businesses not listed above (3)."
    },
    {
      "q": "Which custodians does Gutierrez Wealth Advisory, LLC use?",
      "a": "Gutierrez Wealth Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Gutierrez Wealth Advisory, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319481"
    },
    {
      "q": "What changed in Gutierrez Wealth Advisory, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in NY."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 167123583.0,
      "total_employees": 4,
      "filing_date": "2023-02-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 229841465.0,
      "total_employees": 4,
      "filing_date": "2024-02-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 280347421.0,
      "total_employees": 4,
      "filing_date": "2025-03-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 329326452.0,
      "total_employees": 4,
      "filing_date": "2026-09-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in NY."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $280,347,421 to $329,326,452 (+17%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$5,000",
    "planning_fees": [],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "As a condition for starting and maintaining an investment advisory relationship with the Firm, the Firm generally imposes a minimum annual fee of $5,000 for services, which could comprise financial planning services, investment management services, retirement plan services, or any combination of the above.",
          "The Firm, in its sole discretion, can elect to waive this minimum annual fee requirement."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 5000.0,
      "planning": []
    },
    "quotes": [
      "As a condition for starting and maintaining an investment advisory relationship with the Firm, the Firm generally imposes a minimum annual fee of $5,000 for services, which could comprise financial planning services, investment management services, retirement plan services, or any combination of the above.",
      "The Firm, in its sole discretion, can elect to waive this minimum annual fee requirement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/gutierrez-wealth-advisory-llc-little-rock-ar-319481.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 64,
      "fewer_than_5": false,
      "raum": 30224785.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 68,
      "fewer_than_5": false,
      "raum": 285842209.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 828985.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 1,
      "fewer_than_5": true,
      "raum": 3953452.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 312130.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 3,
      "fewer_than_5": true,
      "raum": 8164891.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/319481",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}