# Gurufocus Investments, LLC

> Gurufocus Investments, LLC is an SEC-registered investment advisory firm in Plano, TX, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 316414
- Filed as: GURUFOCUS INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plano, TX
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316414
- AdvisorCensus page: https://advisorcensus.com/firm/gurufocus-investments-llc-plano-tx-316414

## Quick answers

**How is Gurufocus Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gurufocus Investments, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gurufocus Investments, LLC located?**
Gurufocus Investments, LLC's principal office is in Plano, TX, according to its Form ADV.

**Is Gurufocus Investments, LLC registered with the SEC or a state?**
Gurufocus Investments, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316414.

**How much does Gurufocus Investments, LLC manage?**
Gurufocus Investments, LLC reports $35,757,831 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Gurufocus Investments, LLC's assets and staff changed since 2022?**
In the Form ADV data for Gurufocus Investments, LLC: Regulatory assets under management: $21,264,685 in the October 2022 data and $35,757,831 in the October 2026 data, up 68%. Total employees: 14 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gurufocus Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Gurufocus Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316414

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $35,757,831
- Discretionary: $35,757,831
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $35,757,831 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gurufocusinvestments.com
- LinkedIn @charlie-tian-2315851
- X @GurufocusC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $21,264,685 | 14 | March 25, 2022 |
| October 2023 | $31,205,292 | 1 | July 10, 2023 |
| October 2024 | $33,673,772 | 1 | March 29, 2024 |
| October 2025 | $35,534,666 | 1 | February 17, 2025 |
| October 2026 | $35,757,831 | 1 | March 3, 2026 |

Regulatory assets under management: $21,264,685 in the October 2022 data and $35,757,831 in the October 2026 data, up 68%.
Total employees: 14 in October 2022 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gurufocus Investments, LLC (CRD 316414): Form ADV filing data as of October 2026.