{ "crd_number": 104750, "slug": "gunn-and-co-asset-management-inc-san-antonio-tx-104750", "primary_business_name": "GUNN & CO ASSET MANAGEMENT INC", "legal_name": "GUNN & CO ASSET MANAGEMENT INC", "dbas": [], "city": "San Antonio", "state": "TX", "country": "United States", "cbsa_code": "41700", "metro": { "cbsa_code": "41700", "common_name": "San Antonio", "msa_name": "San Antonio-New Braunfels, TX", "path": "/advisors/tx/san-antonio" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2009-04-09", "years_registered": 17, "period": "2026-10-01", "filing_date": "2026-02-26", "carried_forward": false, "raum_total": 37680752.0, "raum_discretionary": 34195184.0, "raum_non_discretionary": 3485568.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 3485568.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 1502752.0, "count": 2, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 26071672.0, "count": 4, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 6620760.0, "count": 1 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104750", "disclosure_items": [ { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" } ], "city_as_filed": "SAN ANTONIO", "url": "https://advisorcensus.com/firm/gunn-and-co-asset-management-inc-san-antonio-tx-104750", "display_name": "Gunn & Co Asset Management Inc", "summary": "Gunn & Co Asset Management Inc is a state-registered investment advisory firm in San Antonio, TX, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.", "citation": "AdvisorCensus. Gunn & Co Asset Management Inc (CRD 104750): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Gunn & Co Asset Management Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Gunn & Co Asset Management Inc reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Gunn & Co Asset Management Inc located?", "a": "Gunn & Co Asset Management Inc's principal office is in San Antonio, TX, according to its Form ADV." }, { "q": "Is Gunn & Co Asset Management Inc registered with the SEC or a state?", "a": "Gunn & Co Asset Management Inc is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 104750." }, { "q": "How much does Gunn & Co Asset Management Inc manage?", "a": "Gunn & Co Asset Management Inc reports $37,680,752 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (91% discretionary)." }, { "q": "What types of clients does Gunn & Co Asset Management Inc serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (4); individuals (other than high net worth individuals) (2); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Gunn & Co Asset Management Inc report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/104750" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/gunn-and-co-asset-management-inc-san-antonio-tx-104750.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 2, "fewer_than_5": true, "raum": 1502752.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 4, "fewer_than_5": true, "raum": 26071672.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 6620760.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 3485568.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104750", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }