# Gulfstream Capital

> Gulfstream Capital is a state-registered investment advisory firm in Knoxville, TN, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 165832
- Filed as: GULFSTREAM CAPITAL
- Legal name: Gulfstream Capital LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Knoxville, TN
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165832
- AdvisorCensus page: https://advisorcensus.com/firm/gulfstream-capital-knoxville-tn-165832

## Quick answers

**How is Gulfstream Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Gulfstream Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gulfstream Capital located?**
Gulfstream Capital's principal office is in Knoxville, TN, according to its Form ADV.

**Is Gulfstream Capital registered with the SEC or a state?**
Gulfstream Capital is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165832.

**How much does Gulfstream Capital manage?**
Gulfstream Capital reports $83,769,207 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (77% discretionary).

**What types of clients does Gulfstream Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (16); pooled investment vehicles (other than investment companies and business development companies) (7).

**Does Gulfstream Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165832

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $83,769,207
- Discretionary: $64,864,077
- Non-discretionary: $18,905,130

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $3,708,267 |
| High net worth individuals | 50 | $63,899,008 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $16,161,932 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Educational seminars/workshops

### Firm details
- Registered since: 2013 (13 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, NC, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gulfstreamcapital.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gulfstream Capital (CRD 165832): Form ADV filing data as of October 2026.