# Guinness Global Investors

> Guinness Global Investors is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2026, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated December 14, 2025.

- CRD: 140891
- Filed as: GUINNESS GLOBAL INVESTORS
- Legal name: Guinness Asset Management Limited
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: December 14, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140891
- AdvisorCensus page: https://advisorcensus.com/firm/guinness-global-investors-london-140891

## Quick answers

**How is Guinness Global Investors compensated?**
On its Form ADV (Item 5.E, October 2026), Guinness Global Investors reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Guinness Global Investors charge?**
Its Form ADV Part 2A brochure dated December 14, 2025 states: Asset-based fee: 0.35% to 1.99% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Guinness Global Investors located?**
Guinness Global Investors' principal office is in London, United Kingdom, according to its Form ADV; the January 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Guinness Global Investors registered with the SEC or a state?**
Guinness Global Investors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 140891.

**How much does Guinness Global Investors manage?**
Guinness Global Investors reports $11,429,092,863 in regulatory assets under management in its Form ADV filing dated December 14, 2025 (100% discretionary).

**What types of clients does Guinness Global Investors serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (29); investment companies (9).

**Does Guinness Global Investors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140891

**What changed in Guinness Global Investors' recent Form ADV filings?**
In the February 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated December 14, 2025)

- Asset-based fee: 0.35% to 1.99% a year (a range, as the brochure states it)

> GGI is generally paid a monthly management fee calculated at the annual rate typically ranging from 0.35% to 1.99% of the net assets of each Fund as of the end of each month

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $11,429,092,863
- Discretionary: $11,429,092,863
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 9 | $336,574,158 |
| Pooled investment vehicles (other than investment companies and business development companies) | 29 | $11,092,518,705 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 81 total, 35 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the January 2026 filing
- Dublin 2

### Websites listed on Form ADV (Item 1.I)
- guinnessgi.com
- Instagram @guinness.gi
- LinkedIn @guinness-am-de
- LinkedIn @guinness-gi
- X @GuinnessGI
- YouTube @UCPlgDYL2023T_Ul0uh2cc9Q

## Changes in the filing (last 12 months)

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guinness Global Investors (CRD 140891): Form ADV filing data as of October 2026.