# Guidance Point Advisors, LLC

> Guidance Point Advisors, LLC is an SEC-registered investment advisory firm, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 148768
- Filed as: GUIDANCE POINT ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148768
- AdvisorCensus page: https://advisorcensus.com/firm/guidance-point-advisors-llc-148768

## Quick answers

**How is Guidance Point Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Guidance Point Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Guidance Point Advisors, LLC registered with the SEC or a state?**
Guidance Point Advisors, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 148768.

**How much does Guidance Point Advisors, LLC manage?**
Guidance Point Advisors, LLC reports $558,277,757 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary).

**How have Guidance Point Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Guidance Point Advisors, LLC: Regulatory assets under management: $316,202,716 in the October 2021 data and $558,277,757 in the October 2026 data, up 77%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Guidance Point Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (162); high net worth individuals (90); other (3).

**Which custodians does Guidance Point Advisors, LLC use?**
Guidance Point Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Guidance Point Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148768

**Does Guidance Point Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 10, 2026 says: "There is an account minimum, $250,000, which may be waived by the investment adviser, based on the needs of the client and the complexity of the situation."

**What changed in Guidance Point Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $492,368,300 to $558,277,757 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 10, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> There is an account minimum, $250,000, which may be waived by the investment adviser, based on the needs of the client and the complexity of the situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $558,277,757
- Discretionary: $558,277,757
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 162 | $63,228,977 |
| High net worth individuals | 90 | $494,098,013 |
| Other | 3 | $950,767 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2012 (13 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, ME, NC, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Bangor, ME
- Portland, ME

### Websites listed on Form ADV (Item 1.I)
- guidancepointllc.com
- Facebook @GUIDANCEPOINTADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $316,202,716 | 6 | May 6, 2021 |
| October 2022 | $342,777,966 | 7 | February 6, 2022 |
| October 2023 | $341,906,883 | 7 | May 3, 2023 |
| October 2024 | $393,443,195 | 6 | July 8, 2024 |
| October 2025 | $492,368,300 | 6 | February 11, 2025 |
| October 2026 | $558,277,757 | 5 | February 10, 2026 |

Regulatory assets under management: $316,202,716 in the October 2021 data and $558,277,757 in the October 2026 data, up 77%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $492,368,300 to $558,277,757 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guidance Point Advisors, LLC (CRD 148768): Form ADV filing data as of October 2026.