# Guggenheim Investments Loan Advisors, LLC

> Guggenheim Investments Loan Advisors, LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 339528
- Filed as: GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC
- Also doing business as: GUGGENHEIM INVESTMENTS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339528
- AdvisorCensus page: https://advisorcensus.com/firm/guggenheim-investments-loan-advisors-llc-stamford-ct-339528

## Quick answers

**How is Guggenheim Investments Loan Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Guggenheim Investments Loan Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Guggenheim Investments Loan Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated July 30, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Guggenheim Investments Loan Advisors, LLC located?**
Guggenheim Investments Loan Advisors, LLC's principal office is in Stamford, CT, according to its Form ADV.

**Is Guggenheim Investments Loan Advisors, LLC registered with the SEC or a state?**
Guggenheim Investments Loan Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339528.

**How much does Guggenheim Investments Loan Advisors, LLC manage?**
Guggenheim Investments Loan Advisors, LLC reports $155,438,401 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary).

**What types of clients does Guggenheim Investments Loan Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Guggenheim Investments Loan Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339528

**What changed in Guggenheim Investments Loan Advisors, LLC's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 2 to 8. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 30, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Standard management fees for investment advisory services provided to SMA clients will generally range up to 1.00 percent annually of AUM or NAV. However, some of GILA’s fees can be higher than this, and, as described above, SMA fees are generally negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $155,438,401
- Discretionary: $155,438,401
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $155,438,401 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 10 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [guggenheiminvestments.com](https://guggenheiminvestments.com)
- LinkedIn @zable

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 2 to 8.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guggenheim Investments Loan Advisors, LLC (CRD 339528): Form ADV filing data as of October 2026.