# Gudorf Financial Group, LLC

> Gudorf Financial Group, LLC is an SEC-registered investment advisory firm in Dayton, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 21, 2026.

- CRD: 339836
- Filed as: GUDORF FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dayton, OH
- Filing period: October 2026
- Form ADV filing dated: August 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339836
- AdvisorCensus page: https://advisorcensus.com/firm/gudorf-financial-group-llc-dayton-oh-339836

## Quick answers

**How is Gudorf Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gudorf Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gudorf Financial Group, LLC located?**
Gudorf Financial Group, LLC's principal office is in Dayton, OH, according to its Form ADV.

**Is Gudorf Financial Group, LLC registered with the SEC or a state?**
Gudorf Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339836.

**How much does Gudorf Financial Group, LLC manage?**
Gudorf Financial Group, LLC reports $121,130,421 in regulatory assets under management in its Form ADV filing dated August 21, 2026 (100% discretionary).

**What types of clients does Gudorf Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (38).

**Which custodians does Gudorf Financial Group, LLC use?**
Gudorf Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Gudorf Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339836

**What changed in Gudorf Financial Group, LLC's recent Form ADV filings?**
In the June 2026 filing data: Regulatory assets under management went from $0 to $121,130,421.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $121,130,421
- Discretionary: $120,919,653
- Non-discretionary: $210,768

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $21,829,631 |
| High net worth individuals | 38 | $97,704,639 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,596,151 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gudorffinancial.com
- LinkedIn @gudorf-financial-group-llc
- YouTube @UCaP6BBH-d8lF2sn7H2UcIZA

## Changes in the filing (last 12 months)

### June 2026
- Regulatory assets under management went from $0 to $121,130,421.

### March 2026
- Registered or notice-filed in TX.

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gudorf Financial Group, LLC (CRD 339836): Form ADV filing data as of October 2026.