# Guardsman Private Capital Management, Inc.

> Guardsman Private Capital Management, Inc. is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 172205
- Filed as: GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.
- Also doing business as: GUARDSMAN
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sarasota, FL
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172205
- AdvisorCensus page: https://advisorcensus.com/firm/guardsman-private-capital-management-inc-sarasota-fl-172205

## Quick answers

**How is Guardsman Private Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Guardsman Private Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Guardsman Private Capital Management, Inc. located?**
Guardsman Private Capital Management, Inc.'s principal office is in Sarasota, FL, according to its Form ADV.

**Is Guardsman Private Capital Management, Inc. registered with the SEC or a state?**
Guardsman Private Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 172205.

**How much does Guardsman Private Capital Management, Inc. manage?**
Guardsman Private Capital Management, Inc. reports $207,939,453 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Guardsman Private Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Guardsman Private Capital Management, Inc.: Regulatory assets under management: $141,380,776 in the October 2021 data and $207,939,453 in the October 2026 data, up 47%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Guardsman Private Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25); corporations or other businesses not listed above (7); charitable organizations (5).

**Which custodians does Guardsman Private Capital Management, Inc. use?**
Guardsman Private Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Guardsman Private Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172205

**What changed in Guardsman Private Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Added the business name Guardsman. Regulatory assets under management went from $161,605,358 to $207,939,453 (+29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $207,939,453
- Discretionary: $207,939,453
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $3,701 |
| High net worth individuals | 25 | $100,932,580 |
| Charitable organizations | 5 | $77,160,933 |
| Corporations or other businesses not listed above | 7 | $29,842,239 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @jeffrey-mccurdy-1941962

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $141,380,776 | 1 | March 29, 2021 |
| October 2022 | $141,373,185 | 2 | March 30, 2022 |
| October 2023 | $131,271,915 | 2 | March 23, 2023 |
| October 2024 | $147,875,659 | 2 | March 14, 2024 |
| October 2025 | $161,605,358 | 2 | March 27, 2025 |
| October 2026 | $207,939,453 | 3 | March 18, 2026 |

Regulatory assets under management: $141,380,776 in the October 2021 data and $207,939,453 in the October 2026 data, up 47%.
Total employees: 1 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added the business name Guardsman.
- Regulatory assets under management went from $161,605,358 to $207,939,453 (+29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guardsman Private Capital Management, Inc. (CRD 172205): Form ADV filing data as of October 2026.