{ "crd_number": 287652, "slug": "guardian-financial-partners-llc-orange-ca-287652", "primary_business_name": "GUARDIAN FINANCIAL PARTNERS, LLC", "legal_name": "GUARDIAN FINANCIAL PARTNERS, LLC", "dbas": [], "city": "Orange", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-04-28", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-02-05", "carried_forward": false, "raum_total": 911901445.0, "raum_discretionary": 911901445.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 4, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 16450197.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 83802767.0, "count": 181 }, "pension_profit_sharing": { "raum": 473193225.0, "count": 6 }, "high_net_worth_individuals": { "raum": 327419284.0, "count": 246 }, "corporations_other_businesses": { "raum": 11035972.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "FL", "NV", "TX" ], "websites": [ "https://facebook.com/profile.php?id=61571049211201", "https://guardianfinancialpartners.com", "https://linkedin.com/company/guardian-financial-partners", "https://youtube.com/channel/UCTz2VWRZ16bBGKFDvD6sPcA?reload=9" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287652", "city_as_filed": "ORANGE", "url": "https://advisorcensus.com/firm/guardian-financial-partners-llc-orange-ca-287652", "display_name": "Guardian Financial Partners, LLC", "summary": "Guardian Financial Partners, LLC is an SEC-registered investment advisory firm in Orange, CA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 5, 2026.", "citation": "AdvisorCensus. Guardian Financial Partners, LLC (CRD 287652): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Guardian Financial Partners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Guardian Financial Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Guardian Financial Partners, LLC located?", "a": "Guardian Financial Partners, LLC's principal office is in Orange, CA, according to its Form ADV." }, { "q": "Is Guardian Financial Partners, LLC registered with the SEC or a state?", "a": "Guardian Financial Partners, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287652." }, { "q": "How much does Guardian Financial Partners, LLC manage?", "a": "Guardian Financial Partners, LLC reports $911,901,445 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary)." }, { "q": "How have Guardian Financial Partners, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Guardian Financial Partners, LLC: Regulatory assets under management: $682,515,000 in the October 2021 data and $911,901,445 in the October 2026 data, up 34%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Guardian Financial Partners, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (246); individuals (other than high net worth individuals) (181); pension and profit sharing plans (but not the plan participants or government pension plans) (6)." }, { "q": "Which custodians does Guardian Financial Partners, LLC use?", "a": "Guardian Financial Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Guardian Financial Partners, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287652" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 682515000.0, "total_employees": 6, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 748717000.0, "total_employees": 5, "filing_date": "2022-03-14" }, { "period": "2023-10-01", "regulatory_assets_under_management": 675370269.0, "total_employees": 4, "filing_date": "2023-02-20" }, { "period": "2024-10-01", "regulatory_assets_under_management": 763688245.0, "total_employees": 5, "filing_date": "2024-03-05" }, { "period": "2025-10-01", "regulatory_assets_under_management": 835534646.0, "total_employees": 5, "filing_date": "2025-02-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 911901445.0, "total_employees": 4, "filing_date": "2026-02-05" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/guardian-financial-partners-llc-orange-ca-287652.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 181, "fewer_than_5": false, "raum": 83802767.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 246, "fewer_than_5": false, "raum": 327419284.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 6, "fewer_than_5": false, "raum": 473193225.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 16450197.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 11035972.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287652", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }