# Guardian Capital Group LLC

> Guardian Capital Group LLC is a state-registered investment advisory firm, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 149856
- Filed as: GUARDIAN CAPITAL GROUP LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149856
- AdvisorCensus page: https://advisorcensus.com/firm/guardian-capital-group-llc-149856

## Quick answers

**How is Guardian Capital Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Guardian Capital Group LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Guardian Capital Group LLC registered with the SEC or a state?**
Guardian Capital Group LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 149856.

**How much does Guardian Capital Group LLC manage?**
Guardian Capital Group LLC reports $13,366,350 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Guardian Capital Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (2).

**Does Guardian Capital Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149856

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $13,366,350
- Discretionary: $13,366,350
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $10,398,843 |
| High net worth individuals | 2 | $2,967,507 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- guardiancapitalgroup.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guardian Capital Group LLC (CRD 149856): Form ADV filing data as of October 2026.