# Guardcap Asset Management Limited

> Guardcap Asset Management Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2020, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 297056
- Filed as: GUARDCAP ASSET MANAGEMENT LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297056
- AdvisorCensus page: https://advisorcensus.com/firm/guardcap-asset-management-limited-london-297056

## Quick answers

**How is Guardcap Asset Management Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Guardcap Asset Management Limited reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Guardcap Asset Management Limited located?**
Guardcap Asset Management Limited's principal office is in London, United Kingdom, according to its Form ADV.

**Is Guardcap Asset Management Limited registered with the SEC or a state?**
Guardcap Asset Management Limited is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 297056.

**How much does Guardcap Asset Management Limited manage?**
Guardcap Asset Management Limited reports $5,934,476,247 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Guardcap Asset Management Limited's assets and staff changed since 2021?**
In the Form ADV data for Guardcap Asset Management Limited: Regulatory assets under management: $7,748,537,849 in the October 2021 data and $5,934,476,247 in the October 2026 data, down 23%. Total employees: 21 in October 2021 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Guardcap Asset Management Limited serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (24); pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Guardcap Asset Management Limited report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297056

**What changed in Guardcap Asset Management Limited's recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)). Employees performing advisory functions went from 11 to 10. Regulatory assets under management went from $9,433,650,231 to $5,934,476,247 (-37%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,934,476,247
- Discretionary: $5,934,476,247
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $5,396,854,513 |
| Charitable organizations | Fewer than 5 | $24,131,490 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $261,871,561 |
| Other investment advisers | 24 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $251,618,683 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (5 years)
- Employees: 24 total, 10 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297056

### Websites listed on Form ADV (Item 1.I)
- [guardcap.co.uk](https://guardcap.co.uk)
- LinkedIn @GUARDCAP-ASSET-MANAGEMENT-LIMITED

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $7,748,537,849 | 21 | March 30, 2021 |
| October 2022 | $13,133,586,126 | 24 | March 31, 2022 |
| October 2023 | $10,586,577,544 | 24 | March 29, 2023 |
| October 2024 | $12,191,431,075 | 26 | March 27, 2024 |
| October 2025 | $9,433,650,231 | 27 | March 27, 2025 |
| October 2026 | $5,934,476,247 | 24 | March 31, 2026 |

Regulatory assets under management: $7,748,537,849 in the October 2021 data and $5,934,476,247 in the October 2026 data, down 23%.
Total employees: 21 in October 2021 and 24 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)).
- Employees performing advisory functions went from 11 to 10.
- Regulatory assets under management went from $9,433,650,231 to $5,934,476,247 (-37%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guardcap Asset Management Limited (CRD 297056): Form ADV filing data as of October 2026.