# Guardant Wealth Advisors LLC

> Guardant Wealth Advisors LLC is a state-registered investment advisory firm in Miami, FL, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.

- CRD: 331392
- Filed as: GUARDANT WEALTH ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: April 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331392
- AdvisorCensus page: https://advisorcensus.com/firm/guardant-wealth-advisors-llc-miami-fl-331392

## Quick answers

**How is Guardant Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Guardant Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Guardant Wealth Advisors LLC located?**
Guardant Wealth Advisors LLC's principal office is in Miami, FL, according to its Form ADV.

**Is Guardant Wealth Advisors LLC registered with the SEC or a state?**
Guardant Wealth Advisors LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 331392.

**How much does Guardant Wealth Advisors LLC manage?**
Guardant Wealth Advisors LLC reports $18,000 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (0% discretionary).

**What types of clients does Guardant Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2).

**Does Guardant Wealth Advisors LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331392

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $18,000
- Discretionary: $0
- Non-discretionary: $18,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $18,000 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331392

### Websites listed on Form ADV (Item 1.I)
- [guardantwealthadvisors.com](https://guardantwealthadvisors.com)
- Instagram @guardantwealth
- X @Guardant_Wealth

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Guardant Wealth Advisors LLC (CRD 331392): Form ADV filing data as of October 2026.