{ "crd_number": 343123, "slug": "gsp-financial-343123", "primary_business_name": "GSP FINANCIAL", "legal_name": "GSP FINANCIAL LTDA", "dbas": [ "SP FINANCIAL CONSULTANCY" ], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-08-14", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-17", "carried_forward": false, "raum_total": 0.0, "raum_discretionary": 0.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 3, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://spfinancialconsultancy.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343123", "city_as_filed": null, "url": "https://advisorcensus.com/firm/gsp-financial-343123", "display_name": "GSP Financial", "summary": "GSP Financial is an SEC-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.", "citation": "AdvisorCensus. GSP Financial (CRD 343123): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is GSP Financial compensated?", "a": "On its Form ADV (Item 5.E, October 2026), GSP Financial reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does GSP Financial charge?", "a": "Its Form ADV Part 2A brochure dated August 17, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Is GSP Financial registered with the SEC or a state?", "a": "GSP Financial is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 343123." }, { "q": "How much does GSP Financial manage?", "a": "GSP Financial reports $0 in regulatory assets under management in its Form ADV filing dated August 17, 2026." }, { "q": "Does GSP Financial report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343123" }, { "q": "Does GSP Financial state an account minimum?", "a": "Its Form ADV Part 2A brochure dated August 17, 2026 says: \"The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $200,000. However, based on facts and circumstances the Advisor may, at its sole discretion, accept accounts with a lower value.\"" }, { "q": "What changed in GSP Financial's recent Form ADV filings?", "a": "In the September 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 17, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": "1% of assets a year", "stated_range": null, "stated_maximum": null, "account_minimum": "$200,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1% of assets a year" ], "quotes": [ "the client will pay GSP Financial a 1.0% annual advisory fee, payable monthly in arrears, based on the value of portfolio assets of the account on the last business day of the month." ] }, { "label": "Account minimum", "statements": [ "Account minimum: $200,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $200,000. However, based on facts and circumstances the Advisor may, at its sole discretion, accept accounts with a lower value." ] } ], "values": { "tiers": [ { "min": null, "max": null, "rate_pct": 1.0 } ], "range_pct": null, "max_pct": null, "account_minimum": 200000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "the client will pay GSP Financial a 1.0% annual advisory fee, payable monthly in arrears, based on the value of portfolio assets of the account on the last business day of the month.", "The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $200,000. However, based on facts and circumstances the Advisor may, at its sole discretion, accept accounts with a lower value." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/gsp-financial-343123.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343123", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }