# GS Investment Inc

> GS Investment Inc is an SEC-registered investment advisory firm in Eagan, MN, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 107782
- Filed as: GS INVESTMENT INC
- Legal name: GS Investments, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Eagan, MN
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107782
- AdvisorCensus page: https://advisorcensus.com/firm/gs-investment-inc-eagan-mn-107782

## Quick answers

**How is GS Investment Inc compensated?**
On its Form ADV (Item 5.E, October 2026), GS Investment Inc reports these compensation arrangements: a percentage of assets under its management.

**How much does GS Investment Inc charge?**
Its Form ADV Part 2A brochure dated March 13, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $5,000,000: 0.75% a year; Above $5,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is GS Investment Inc located?**
GS Investment Inc's principal office is in Eagan, MN, according to its Form ADV.

**Is GS Investment Inc registered with the SEC or a state?**
GS Investment Inc is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 107782.

**How much does GS Investment Inc manage?**
GS Investment Inc reports $192,152,603 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (99% discretionary).

**How have GS Investment Inc's assets and staff changed since 2021?**
In the Form ADV data for GS Investment Inc: Regulatory assets under management: $143,195,226 in the October 2021 data and $192,152,603 in the October 2026 data, up 34%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GS Investment Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42); high net worth individuals (35); charitable organizations (7).

**Which custodians does GS Investment Inc use?**
GS Investment Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does GS Investment Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107782

**Does GS Investment Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "Although the Firm has a stated minimum account size of $500,000, exceptions are made at the discretion of the Firm."

**What changed in GS Investment Inc's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $276,611,065 to $192,152,603 (-31%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $5,000,000: 0.75% a year
- Above $5,000,000: see the brochure

> GS Investments Standard Asset Management Fee Schedule 0 – 1 Million @ 1.00% 1 – 5 Million @ 0.75% Above $5 Million Negotiable

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Although the Firm has a stated minimum account size of $500,000, exceptions are made at the discretion of the Firm.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $192,152,603
- Discretionary: $189,961,948
- Non-discretionary: $2,190,655

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $14,446,751 |
| High net worth individuals | 35 | $144,126,403 |
| Charitable organizations | 7 | $33,579,449 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1999 (27 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD, MN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gsinvestments.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $143,195,226 | 4 | March 12, 2021 |
| October 2022 | $244,919,409 | 4 | February 22, 2022 |
| October 2023 | $207,403,869 | 4 | February 17, 2023 |
| October 2024 | $244,426,014 | 4 | April 5, 2024 |
| October 2025 | $270,900,773 | 4 | May 8, 2025 |
| October 2026 | $192,152,603 | 3 | September 16, 2026 |

Regulatory assets under management: $143,195,226 in the October 2021 data and $192,152,603 in the October 2026 data, up 34%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $276,611,065 to $192,152,603 (-31%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GS Investment Inc (CRD 107782): Form ADV filing data as of October 2026.