# Grupp Financial LLC

> Grupp Financial LLC is an SEC-registered investment advisory firm in Jackson, WY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 168436
- Filed as: GRUPP FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jackson, WY
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168436
- AdvisorCensus page: https://advisorcensus.com/firm/grupp-financial-llc-jackson-wy-168436

## Quick answers

**How is Grupp Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Grupp Financial LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Grupp Financial LLC located?**
Grupp Financial LLC's principal office is in Jackson, WY, according to its Form ADV; the February 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Grupp Financial LLC registered with the SEC or a state?**
Grupp Financial LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 168436.

**How much does Grupp Financial LLC manage?**
Grupp Financial LLC reports $100,067,252 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary).

**How have Grupp Financial LLC's assets and staff changed since 2021?**
In the Form ADV data for Grupp Financial LLC: Regulatory assets under management: $132,880,385 in the October 2021 data and $100,067,252 in the October 2026 data, down 25%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Grupp Financial LLC serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (4); high net worth individuals (3); individuals (other than high net worth individuals) (2).

**Which custodians does Grupp Financial LLC use?**
Grupp Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Grupp Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168436

**Does Grupp Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 22, 2026 says: "There is no account minimum."

**What changed in Grupp Financial LLC's recent Form ADV filings?**
In the February 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 22, 2026)

- Account minimum: None

> There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $100,067,252
- Discretionary: $100,067,252
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $191,110 |
| High net worth individuals | 3 | $1,957,058 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $26 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $97,919,058 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, ID, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Jackson, WY
- Post Falls, ID

### Websites listed on Form ADV (Item 1.I)
- gruppfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $132,880,385 | 4 | August 18, 2021 |
| October 2022 | $104,011,029 | 4 | August 9, 2022 |
| October 2023 | $92,953,183 | 3 | August 9, 2023 |
| October 2024 | $81,676,802 | 3 | September 18, 2024 |
| October 2026 | $100,067,252 | 3 | January 22, 2026 |

Regulatory assets under management: $132,880,385 in the October 2021 data and $100,067,252 in the October 2026 data, down 25%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Grupp Financial LLC (CRD 168436): Form ADV filing data as of October 2026.