# Gross Investments LLC

> Gross Investments LLC is a state-registered investment advisory firm in Valley City, OH, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 310119
- Filed as: GROSS INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Valley City, OH
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/310119
- AdvisorCensus page: https://advisorcensus.com/firm/gross-investments-llc-valley-city-oh-310119

## Quick answers

**How is Gross Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gross Investments LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gross Investments LLC located?**
Gross Investments LLC's principal office is in Valley City, OH, according to its Form ADV.

**Is Gross Investments LLC registered with the SEC or a state?**
Gross Investments LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 310119.

**How much does Gross Investments LLC manage?**
Gross Investments LLC reports $13,251,168 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (53% discretionary).

**What types of clients does Gross Investments LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (244); high net worth individuals (7).

**Does Gross Investments LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years) and 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310119

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $13,251,168
- Discretionary: $7,045,566
- Non-discretionary: $6,205,602

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 244 | $10,848,798 |
| High net worth individuals | 7 | $2,402,370 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310119

### Websites listed on Form ADV (Item 1.I)
- [gross-inv.com](https://gross-inv.com)
- Facebook @GrossinvestmentsLLC
- Instagram @gross_investments
- LinkedIn @gross-investments-llc
- LinkedIn @howie-gross-8536b692
- X @GrossInvestment

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gross Investments LLC (CRD 310119): Form ADV filing data as of October 2026.