# Griggs Capital LLC

> Griggs Capital LLC is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 7, 2026.

- CRD: 168137
- Filed as: GRIGGS CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Kentucky
- Filing period: October 2026
- Form ADV filing dated: January 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168137
- AdvisorCensus page: https://advisorcensus.com/firm/griggs-capital-llc-168137

## Quick answers

**How is Griggs Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Griggs Capital LLC reports these compensation arrangements: performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Griggs Capital LLC registered with the SEC or a state?**
Griggs Capital LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 168137.

**How much does Griggs Capital LLC manage?**
Griggs Capital LLC reports $2,703,515 in regulatory assets under management in its Form ADV filing dated January 7, 2026 (100% discretionary).

**Does Griggs Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168137

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,703,515
- Discretionary: $2,703,515
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,515,307 |
| High net worth individuals | Fewer than 5 | $1,188,208 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Griggs Capital LLC (CRD 168137): Form ADV filing data as of October 2026.