# Griffinest Asia Asset Management, LLC

> Griffinest Asia Asset Management, LLC is a state-registered investment advisory firm in Pasadena, CA, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 306355
- Filed as: GRIFFINEST ASIA ASSET MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/306355
- AdvisorCensus page: https://advisorcensus.com/firm/griffinest-asia-asset-management-llc-pasadena-ca-306355

## Quick answers

**How is Griffinest Asia Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Griffinest Asia Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Griffinest Asia Asset Management, LLC located?**
Griffinest Asia Asset Management, LLC's principal office is in Pasadena, CA, according to its Form ADV.

**Is Griffinest Asia Asset Management, LLC registered with the SEC or a state?**
Griffinest Asia Asset Management, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 306355.

**How much does Griffinest Asia Asset Management, LLC manage?**
Griffinest Asia Asset Management, LLC reports $11,563,548 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does Griffinest Asia Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11).

**Does Griffinest Asia Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/306355

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $11,563,548
- Discretionary: $11,563,548
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 11 | $11,563,548 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Griffinest Asia Asset Management, LLC (CRD 306355): Form ADV filing data as of October 2026.