# Griffin Global Asset Management

> Griffin Global Asset Management is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.

- CRD: 336578
- Filed as: GRIFFIN GLOBAL ASSET MANAGEMENT
- Legal name: Griffin Global Asset Management (advisor) LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: May 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336578
- AdvisorCensus page: https://advisorcensus.com/firm/griffin-global-asset-management-los-angeles-ca-336578

## Quick answers

**How is Griffin Global Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Griffin Global Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Griffin Global Asset Management's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Griffin Global Asset Management located?**
Griffin Global Asset Management's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Griffin Global Asset Management registered with the SEC or a state?**
Griffin Global Asset Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336578.

**How much does Griffin Global Asset Management manage?**
Griffin Global Asset Management reports $363,529,062 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary).

**How have Griffin Global Asset Management's assets and staff changed since 2025?**
In the Form ADV data for Griffin Global Asset Management: Regulatory assets under management: $0 in the October 2025 data and $363,529,062 in the October 2026 data. Total employees: 7 in October 2025 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Griffin Global Asset Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does Griffin Global Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336578

**What changed in Griffin Global Asset Management's recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $0 to $358,489,807.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it)

> Management fees generally range from 0.75% to 1.5% per annum, depending on an investor’s level of commitment to the Fund.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $363,529,062
- Discretionary: $363,529,062
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $363,529,062 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 7 | June 24, 2025 |
| October 2026 | $363,529,062 | 7 | May 4, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $363,529,062 in the October 2026 data.
Total employees: 7 in October 2025 and 7 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $0 to $358,489,807.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Griffin Global Asset Management (CRD 336578): Form ADV filing data as of October 2026.