# Griffin Financial Services

> Griffin Financial Services is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 318954
- Filed as: GRIFFIN FINANCIAL SERVICES
- Legal name: James Griffin Sole Proprietor
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Virginia
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/318954
- AdvisorCensus page: https://advisorcensus.com/firm/griffin-financial-services-318954

## Quick answers

**How is Griffin Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Griffin Financial Services reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Griffin Financial Services registered with the SEC or a state?**
Griffin Financial Services is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 318954.

**How much does Griffin Financial Services manage?**
Griffin Financial Services reports $23,777,621 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (63% discretionary).

**What types of clients does Griffin Financial Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (54).

**Does Griffin Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/318954

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $23,777,621
- Discretionary: $15,004,019
- Non-discretionary: $8,773,602

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 54 | $23,777,621 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- griffinfinancial.us

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Griffin Financial Services (CRD 318954): Form ADV filing data as of October 2026.